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首页《Linear Algebra Done Wrong》:为高阶学生打造的严谨入门指南
《Linear Algebra Done Wrong》:为高阶学生打造的严谨入门指南
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"《线性代数做错了什么》(Linear Algebra Done Wrong)是一本由塞尔日·特雷尔(Sergei Treil)撰写,针对数学高级学生设计的教材。这本书并非以传统的、正统的方式来教授线性代数,而是以一种非典型的方式呈现,旨在提供给那些对抽象推理有所了解但希望深入学习严谨数学方法的学生,特别是那些希望在计算密集型课程中接触到更多理论和证明的学生。 该书并非面向初级学习者,而是作为一门荣誉线性代数课程的讲义,它将线性代数的基础概念与严格的数学证明、形式定义相结合,让学生体验现代理论(抽象)数学的风格。与一般的入门线性代数教材相比,这本书更侧重于融合基本思想与具体实例,同时引入抽象的定义和构造,使得理论框架更加清晰且富有挑战性。 作者通过这种方式,"错误地"引导读者去探索线性代数的深层次结构,鼓励他们跳出常规思维,学会如何从底层逻辑上理解和构建线性代数理论。这种“错误”的教学方法可能会让初学者感到困惑,但实际上是为了培养他们批判性思考和独立解决问题的能力,是为未来的数学研究和专业发展打下坚实基础的重要步骤。 对于那些渴望深入理解线性代数本质,不满足于仅停留在公式和定理表面的读者来说,《线性代数做错了什么》是一本值得挑战自我的独特教材。它不仅涵盖了线性代数的基本内容,还提供了丰富的练习题和习题解答,帮助学生在实践中巩固所学知识,体验数学的理论美感和严谨逻辑。尽管标题带有争议性,但这本书对于寻求深化数学理解的读者来说,无疑是一次宝贵的学习之旅。"
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6 1. Basic Notions
2. Linear combinations, bases.
Let V be a vector space, and let v
1
, v
2
, . . . , v
p
∈ V be a collection of vectors.
A linear combination of vectors v
1
, v
2
, . . . , v
p
is a sum of form
α
1
v
1
+ α
2
v
2
+ . . . + α
p
v
p
=
p
X
k=1
α
k
v
k
.
Definition 2.1. A system of vectors v
1
, v
2
, . . . v
n
∈ V is called a basis (for
the vector space V ) if any vector v ∈ V admits a unique representation as
a linear combination
v = α
1
v
1
+ α
2
v
2
+ . . . + α
n
v
n
=
n
X
k=1
α
k
v
k
.
The coefficients α
1
, α
2
, . . . , α
n
are called coordinates of the vector v (in the
basis, or with respect to the basis v
1
, v
2
, . . . , v
n
).
Another way to say that v
1
, v
2
, . . . , v
n
is a basis is to say that for any
possible choice of the right side v, the equation x
1
v
1
+x
2
v
2
+. . .+x
m
v
n
= v
(with unknowns x
k
) has a unique solution.
Before discussing any properties of bases
2
, let us give few a examples,
showing that such objects exist, and that it makes sense to study them.
Example 2.2. In the first example the space V is R
n
. Consider vectors
e
1
=
1
0
0
.
.
.
0
, e
2
=
0
1
0
.
.
.
0
, e
3
=
0
0
1
.
.
.
0
, . . . , e
n
=
0
0
0
.
.
.
1
,
(the vector e
k
has all entries 0 except the entry number k, which is 1). The
system of vectors e
1
, e
2
, . . . , e
n
is a basis in R
n
. Indeed, any vector
v =
x
1
x
2
.
.
.
x
n
∈ R
n
can be represented as the linear combination
v = x
1
e
1
+ x
2
e
2
+ . . . x
n
e
n
=
n
X
k=1
x
k
e
k
and this representation is unique. The system e
1
, e
2
, . . . , e
n
∈ R
n
is called
the standard basis in R
n
2
the plural for the “basis” is bases, the same as the plural for “base”
2. Linear combinations, bases. 7
Example 2.3. In this example the space is the space P
n
of the polynomials
of degree at most n. Consider vectors (polynomials) e
0
, e
1
, e
2
, . . . , e
n
∈ P
n
defined by
e
0
:= 1, e
1
:= t, e
2
:= t
2
, e
3
:= t
3
, . . . , e
n
:= t
n
.
Clearly, any polynomial p, p(t) = a
0
+a
1
t+a
2
t
2
+. . .+a
n
t
n
admits a unique
representation
p = a
0
e
0
+ a
1
e
1
+ . . . + a
n
e
n
.
So the system e
0
, e
1
, e
2
, . . . , e
n
∈ P
n
is a basis in P
n
. We will call it the
standard basis in P
n
.
Remark 2.4. If a vector space V has a basis v
1
, v
2
, . . . , v
n
, then any vector
v is uniquely defined by its coefficients in the decomposition v =
P
n
k=1
α
k
v
k
. This is a very im-
portant remark, that
will be used through-
out the book. It al-
lows us to translate
any statement about
the standard column
space R
n
(or, more
generally F
n
) to a
vector space V with
a basis v
1
, v
2
, . . . , v
n
So, if we stack the coefficients α
k
in a column, we can operate with them
as if they were column vectors, i.e. as with elements of R
n
(or F
n
if V is a
vector space over a field F; most important cases are F = R of F = C, but
this also works for general fields F).
Namely, if v =
P
n
k=1
α
k
v
k
and w =
P
n
k=1
β
k
v
k
, then
v + w =
n
X
k=1
α
k
v
k
+
n
X
k=1
β
k
v
k
=
n
X
k=1
(α
k
+ β
k
)v
k
,
i.e. to get the column of coordinates of the sum one just need to add the
columns of coordinates of the summands. Similarly, to get the coordinates
of αv we need simply to multiply the column of coordinates of v by α.
2.1. Generating and linearly independent systems. The definition
of a basis says that any vector admits a unique representation as a linear
combination. This statement is in fact two statements, namely that the rep-
resentation exists and that it is unique. Let us analyze these two statements
separately.
If we only consider the existence we get the following notion
Definition 2.5. A system of vectors v
1
, v
2
, . . . , v
p
∈ V is called a generating
system (also a spanning system, or a complete system) in V if any vector
v ∈ V admits representation as a linear combination
v = α
1
v
1
+ α
2
v
2
+ . . . + α
p
v
p
=
p
X
k=1
α
k
v
k
.
The only difference from the definition of a basis is that we do not assume
that the representation above is unique.
8 1. Basic Notions
The words generating, spanning and complete here are synonyms. I per-
sonally prefer the term complete, because of my operator theory background.
Generating and spanning are more often used in linear algebra textbooks.
Clearly, any basis is a generating (complete) system. Also, if we have a
basis, say v
1
, v
2
, . . . , v
n
, and we add to it several vectors, say v
n+1
, . . . , v
p
,
then the new system will be a generating (complete) system. Indeed, we can
represent any vector as a linear combination of the vectors v
1
, v
2
, . . . , v
n
,
and just ignore the new ones (by putting corresponding coefficients α
k
= 0).
Now, let us turn our attention to the uniqueness. We do not want to
worry about existence, so let us consider the zero vector 0, which always
admits a representation as a linear combination.
Definition. A linear combination α
1
v
1
+ α
2
v
2
+ . . . + α
p
v
p
is called trivial
if α
k
= 0 ∀k.
A trivial linear combination is always (for all choices of vectors
v
1
, v
2
, . . . , v
p
) equal to 0, and that is probably the reason for the name.
Definition. A system of vectors v
1
, v
2
, . . . , v
p
∈ V is called linearly inde-
pendent if only the trivial linear combination (
P
p
k=1
α
k
v
k
with α
k
= 0 ∀k)
of vectors v
1
, v
2
, . . . , v
p
equals 0.
In other words, the system v
1
, v
2
, . . . , v
p
is linearly independent iff the
equation x
1
v
1
+ x
2
v
2
+ . . . + x
p
v
p
= 0 (with unknowns x
k
) has only trivial
solution x
1
= x
2
= . . . = x
p
= 0.
If a system is not linearly independent, it is called linearly dependent.
By negating the definition of linear independence, we get the following
Definition. A system of vectors v
1
, v
2
, . . . , v
p
is called linearly dependent
if 0 can be represented as a nontrivial linear combination, 0 =
P
p
k=1
α
k
v
k
.
Non-trivial here means that at least one of the coefficient α
k
is non-zero.
This can be (and usually is) written as
P
p
k=1
|α
k
| 6= 0.
So, restating the definition we can say, that a system is linearly depen-
dent if and only if there exist scalars α
1
, α
2
, . . . , α
p
,
P
p
k=1
|α
k
| 6= 0 such
that
p
X
k=1
α
k
v
k
= 0.
An alternative definition (in terms of equations) is that a system v
1
,
v
2
, . . . , v
p
is linearly dependent iff the equation
x
1
v
1
+ x
2
v
2
+ . . . + x
p
v
p
= 0
(with unknowns x
k
) has a non-trivial solution. Non-trivial, once again again
means that at least one of x
k
is different from 0, and it can be written as
P
p
k=1
|x
k
| 6= 0.
2. Linear combinations, bases. 9
The following proposition gives an alternative description of linearly de-
pendent systems.
Proposition 2.6. A system of vectors v
1
, v
2
, . . . , v
p
∈ V is linearly de-
pendent if and only if one of the vectors v
k
can be represented as a linear
combination of the other vectors,
(2.1) v
k
=
p
X
j=1
j6=k
β
j
v
j
.
Proof. Suppose the system v
1
, v
2
, . . . , v
p
is linearly dependent. Then there
exist scalars α
k
,
P
p
k=1
|α
k
| 6= 0 such that
α
1
v
1
+ α
2
v
2
+ . . . + α
p
v
p
= 0.
Let k be the index such that α
k
6= 0. Then, moving all terms except α
k
v
k
to the right side we get
α
k
v
k
= −
p
X
j=1
j6=k
α
j
v
j
.
Dividing both sides by α
k
we get (2.1) with β
j
= −α
j
/α
k
.
On the other hand, if (2.1) holds, 0 can be represented as a non-trivial
linear combination
v
k
−
p
X
j=1
j6=k
β
j
v
j
= 0.
Obviously, any basis is a linearly independent system. Indeed, if a system
v
1
, v
2
, . . . , v
n
is a basis, 0 admits a unique representation
0 = α
1
v
1
+ α
2
v
2
+ . . . + α
n
v
n
=
n
X
k=1
α
k
v
k
.
Since the trivial linear combination always gives 0, the trivial linear combi-
nation must be the only one giving 0.
So, as we already discussed, if a system is a basis it is a complete (gen-
erating) and linearly independent system. The following proposition shows
that the converse implication is also true.
Proposition 2.7. A system of vectors v
1
, v
2
, . . . , v
n
∈ V is a basis if and In many textbooks
a basis is defined
as a complete and
linearly independent
system. By Propo-
sition 2.7 this defini-
tion is equivalent to
ours.
only if it is linearly independent and complete (generating).
10 1. Basic Notions
Proof. We already know that a basis is always linearly independent and
complete, so in one direction the proposition is already proved.
Let us prove the other direction. Suppose a system v
1
, v
2
, . . . , v
n
is lin-
early independent and complete. Take an arbitrary vector v ∈ V . Since the
system v
1
, v
2
, . . . , v
n
is linearly complete (generating), v can be represented
as
v = α
1
v
1
+ α
2
v
2
+ . . . + α
n
v
n
=
n
X
k=1
α
k
v
k
.
We only need to show that this representation is unique.
Suppose v admits another representation
v =
n
X
k=1
eα
k
v
k
.
Then
n
X
k=1
(α
k
− eα
k
)v
k
=
n
X
k=1
α
k
v
k
−
n
X
k=1
eα
k
v
k
= v − v = 0.
Since the system is linearly independent, α
k
− eα
k
= 0 ∀k, and thus the
representation v = α
1
v
1
+ α
2
v
2
+ . . . + α
n
v
n
is unique.
Remark. In many textbooks a basis is defined as a complete and linearly
independent system (by Proposition 2.7 this definition is equivalent to ours).
Although this definition is more common than one presented in this text, I
prefer the latter. It emphasizes the main property of a basis, namely that
any vector admits a unique representation as a linear combination.
Proposition 2.8. Any (finite) generating system contains a basis.
Proof. Suppose v
1
, v
2
, . . . , v
p
∈ V is a generating (complete) set. If it is
linearly independent, it is a basis, and we are done.
Suppose it is not linearly independent, i.e. it is linearly dependent. Then
there exists a vector v
k
which can be represented as a linear combination of
the vectors v
j
, j 6= k.
Since v
k
can be represented as a linear combination of vectors v
j
, j 6= k,
any linear combination of vectors v
1
, v
2
, . . . , v
p
can be represented as a linear
combination of the same vectors without v
k
(i.e. the vectors v
j
, 1 ≤ j ≤ p,
j 6= k). So, if we delete the vector v
k
, the new system will still be a complete
one.
If the new system is linearly independent, we are done. If not, we repeat
the procedure.
Repeating this procedure finitely many times we arrive to a linearly
independent and complete system, because otherwise we delete all vectors
and end up with an empty set.
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