Windows Internals (第6版)：深入探索Windows系统详解

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《深入解析Windows操作系统(卷1)(英文版•第6版)》是Mark Russinovich、David A. Solomon和Alex Ionescu合著的一本权威著作，由Microsoft Press出版。本书专注于深度剖析Windows操作系统的内部工作原理和技术细节，是IT专业人士和高级用户不可或缺的参考文献。第六版更新了Windows系统的新特性和变化，涵盖了Windows® Internals系列的精华内容，让读者能够理解操作系统底层的架构和功能。它适合那些希望深入了解Windows内核、驱动程序、安全机制以及系统管理的读者，无论是开发者、系统管理员还是对技术感兴趣的业余爱好者。书中详细讲解了以下几个关键知识点： 1. **Windows内核**：深入研究内核的设计原则，包括进程和线程管理、内存管理、中断处理和调度，以及核心服务如K模式和用户模式编程。 2. **驱动程序开发**：涵盖了设备驱动程序的创建过程，包括设备树、驱动模型、中断管理和I/O控制，以及如何与Windows内核交互。 3. **安全性**：涉及Windows的安全机制，如权限管理、安全策略、防火墙和安全审核，以及Windows在抵御恶意软件和保护用户隐私方面的策略。 4. **系统调优**：介绍如何通过理解操作系统内部机制来优化系统性能，包括系统调优工具、内存管理、磁盘I/O优化等。 5. **网络通信**：探讨Windows在网络通信中的角色，包括网络协议栈、网络驱动、套接字编程以及网络设备的管理。 6. **高级主题**：触及Windows操作系统的其他高级话题，如虚拟化技术、内核模式调试、Windows取证等。每一章都配有丰富的示例代码和实战案例，帮助读者将理论知识转化为实际操作能力。此外，书中还提供了Microsoft官方支持的联系方式，以便读者在遇到问题时寻求帮助。《深入解析Windows操作系统(卷1)(英文版•第6版)》是一本技术深度极高的书籍，对于深入理解Windows操作系统的内部运作机制具有无可替代的价值。无论是想要提升技术水平的专业人士，还是对技术有深厚兴趣的学习者，都将从中受益匪浅。

xvi Contents

Encrypting File System Security

Conclusion

Chapter 13 Startup and Shutdown

Boot Process

Troubleshooting Boot and Startup Problems

Shutdown

Conclusion

Chapter 14 Crash Dump Analysis

Why Does Windows Crash?

The Blue Screen

Troubleshooting Crashes

Crash Dump Files

Windows Error Reporting

Online Crash Analysis

Basic Crash Dump Analysis

Using Crash Troubleshooting Tools

Advanced Crash Dump Analysis

Conclusion

What do you think of this book? We want to hear from you!

Microsoft is interested in hearing your feedback so we can continually improve our books and learning resources for

you. To participate in a brief online survey, please visit:

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xviii Introduction

History of the Book

This is the sixth edition of a book that was originally called Inside Windows NT

( Microsoft Press, 1992), written by Helen Custer (prior to the initial release of Microsoft

Windows NT 3.1). Inside Windows NT was the rst book ever published about Windows

NT and provided key insights into the architecture and design of the system. Inside

Windows NT, Second Edition (Microsoft Press, 1998) was written by David Solomon. It

updated the original book to cover Windows NT 4.0 and had a greatly increased level

of technical depth.

Inside Windows 2000, Third Edition (Microsoft Press, 2000) was authored by David

Solomon and Mark Russinovich. It added many new topics, such as startup and

shutdown, service internals, registry internals, le-system drivers, and networking. It

also covered kernel changes in Windows 2000, such as the Windows Driver Model

(WDM), Plug and Play, power management, Windows Management Instrumentation

(WMI), encryption, the job object, and Terminal Services. Windows Internals, Fourth

Edition was the Windows XP and Windows Server 2003 update and added more content

focused on helping IT professionals make use of their knowledge of Windows internals,

such as using key tools from Windows Sysinternals (www.microsoft.com/technet

/sysinternals) and analyzing crash dumps. Windows Internals, Fifth Edition was the

update for Windows Vista and Windows Server 2008. New content included the image

loader, user-mode debugging facility, and Hyper-V.

Sixth Edition Changes

This latest edition has been updated to cover the kernel changes made in Windows 7

and Windows Server 2008 R2. Hands-on experiments have been updated to reect

changes in tools.

Hands-on Experiments

Even without access to the Windows source code, you can glean much about Windows

internals from tools such as the kernel debugger and tools from Sysinternals and

Winsider Seminars & Solutions. When a tool can be used to expose or demonstrate

some aspect of the internal behavior of Windows, the steps for trying the tool yourself

are listed in “EXPERIMENT” boxes. These appear throughout the book, and we encour-

age you to try these as you’re reading—seeing visible proof of how Windows works

internally will make much more of an impression on you than just reading about it will.

Introduction xix

Topics Not Covered

Windows is a large and complex operating system. This book doesn’t cover everything

relevant to Windows internals but instead focuses on the base system components. For

example, this book doesn’t describe COM+, the Windows distributed object-oriented

programming infrastructure, or the Microsoft .NET Framework, the foundation of

managed code applications.

Because this is an internals book and not a user, programming, or system

administration book, it doesn’t describe how to use, program, or congure Windows.

A Warning and a Caveat

Because this book describes undocumented behavior of the internal architecture and

the operation of the Windows operating system (such as internal kernel structures and

functions), this content is subject to change between releases. (External interfaces, such

as the Windows API, are not subject to incompatible changes.)

By “subject to change,” we don’t necessarily mean that details described in this

book will change between releases, but you can’t count on them not changing. Any

software that uses these undocumented interfaces might not work on future releases

of Windows. Even worse, software that runs in kernel mode (such as device drivers) and

uses these undocumented interfaces might experience a system crash when running on

a newer release of Windows.

Acknowledgments

First, thanks to Jamie Hanrahan and Brian Catlin of Azius, LLC for joining us on this

project—the book would not have been nished without their help. They did the bulk

of the updates on the “Security” and “Networking” chapters and contributed to the

update of the “Management Mechanisms” and “Processes and Threads” chapters. Azius

provides Windows-internals and device-driver training. See www.azius.com for more

information.

We want to recognize Alex Ionescu, who for this edition is a full coauthor. This is a

reection of Alex’s extensive work on the fth edition, as well as his continuing work on

this edition.

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