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首页掌握Richard G Lyons第三版《理解数字信号处理》:传统与未来
"《理解数字信号处理第三版》是Richard G. Lyons所著的一本权威指南,专为数字信号处理(DSP)初学者和经验丰富的工程师/科学家设计。本书在继承前两版的基础上,进一步扩充了理论知识并提供了实用的设计与测试技巧,旨在帮助读者深入理解和应用数字信号处理技术。 该书的主要目标有两个:一是为新手阐述清晰的数字信号处理理论,让他们能够建立起坚实的数学和工程基础;二是提供独特的内容,如实际案例分析、算法实现细节和最新的技术趋势,使读者能够在实际工作中具备创新和优化信号处理系统的能力。每一章都包含了比前作更为深入和新颖的信息,确保读者跟上电子工程领域的快速进步。 在当今数字化的世界中,数字信号处理的重要性不言而喻。它不仅推动了电子设备的发展,而且在通信、音频处理、图像处理、控制等领域扮演着核心角色。随着科技的进步,电子产品的未来越来越依赖于DSP技术,通过学习本书,读者将能掌握这一关键技能,避免在技术革新中落伍。 然而,作者也强调,尽管本书力求详尽,但并不能完全消除错误或遗漏,且不承担因使用书中信息或程序而导致的间接或附带损害的责任。对于批量购买或定制封面和内容的企业用户,出版社提供优惠,包括电子版本和针对特定业务需求的专业定制服务。 《理解数字信号处理第三版》是一本既适合初学者打下坚实基础,又能满足专业人士提升实践能力的必备教材,是每个关注数字信号处理领域的人不可或缺的参考资料。"
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Preface
This book is an expansion of previous editions of Understanding Digital Signal Processing. Like
those earlier editions, its goals are (1) to help beginning students understand the theory of digital
signal processing (DSP) and (2) to provide practical DSP information, not found in other books, to
help working engineers/scientists design and test their signal processing systems. Each chapter of this
book contains new information beyond that provided in earlier editions.
It’s traditional at this point in the preface of a DSP textbook for the author to tell readers why they
should learn DSP. I don’t need to tell you how important DSP is in our modern engineering world.
You already know that. I’ll just say that the future of electronics is DSP, and with this book you will
not be left behind.
For Instructors
This third edition is appropriate as the text for a one- or two-semester undergraduate course in DSP.
It follows the DSP material I cover in my corporate training activities and a signal processing course
I taught at the University of California Santa Cruz Extension. To aid students in their efforts to learn
DSP, this third edition provides additional explanations and examples to increase its tutorial value.
To test a student’s understanding of the material, homework problems have been included at the end of
each chapter. (For qualified instructors, a Solutions Manual is available from Prentice Hall.)
For Practicing Engineers
To help working DSP engineers, the changes in this third edition include, but are not limited to, the
following:
• Practical guidance in building discrete differentiators, integrators, and matched filters
• Descriptions of statistical measures of signals, variance reduction by way of averaging, and
techniques for computing real-world signal-to-noise ratios (SNRs)
• A significantly expanded chapter on sample rate conversion (multirate systems) and its associated
filtering
• Implementing fast convolution (FIR filtering in the frequency domain)
• IIR filter scaling
• Enhanced material covering techniques for analyzing the behavior and performance of digital
filters
• Expanded descriptions of industry-standard binary number formats used in modern processing
systems
• Numerous additions to the popular “Digital Signal Processing Tricks” chapter
For Students
Learning the fundamentals, and how to speak the language, of digital signal processing does not
require profound analytical skills or an extensive background in mathematics. All you need is a little
experience with elementary algebra, knowledge of what a sinewave is, this book, and enthusiasm.
This may sound hard to believe, particularly if you’ve just flipped through the pages of this book and
seen figures and equations that look rather complicated. The content here, you say, looks suspiciously
like material in technical journals and textbooks whose meaning has eluded you in the past. Well, this
is not just another book on digital signal processing.
In this book I provide a gentle, but thorough, explanation of the theory and practice of DSP. The text is
not written so that you may understand the material, but so that you must understand the material. I’ve
attempted to avoid the traditional instructor–student relationship and have tried to make reading this
book seem like talking to a friend while walking in the park. I’ve used just enough mathematics to
help you develop a fundamental understanding of DSP theory and have illustrated that theory with
practical examples.
I have designed the homework problems to be more than mere exercises that assign values to
variables for the student to plug into some equation in order to compute a result. Instead, the
homework problems are designed to be as educational as possible in the sense of expanding on and
enabling further investigation of specific aspects of DSP topics covered in the text. Stated differently,
the homework problems are not designed to induce “death by algebra,” but rather to improve your
understanding of DSP. Solving the problems helps you become proactive in your own DSP education
instead of merely being an inactive recipient of DSP information.
The Journey
Learning digital signal processing is not something you accomplish; it’s a journey you take. When you
gain an understanding of one topic, questions arise that cause you to investigate some other facet of
digital signal processing.
†
Armed with more knowledge, you’re likely to begin exploring further
aspects of digital signal processing much like those shown in the diagram on page xviii. This book is
your tour guide during the first steps of your journey.
†
“You see I went on with this research just the way it led me. This is the only way I ever heard of research going. I asked a question,
devised some method of getting an answer, and got—a fresh question. Was this possible, or that possible? You cannot imagine what this
means to an investigator, what an intellectual passion grows upon him. You cannot imagine the strange colourless delight of these
intellectual desires” (Dr. Moreau—infamous physician and vivisectionist from H.G. Wells’ Island of Dr. Moreau, 1896).
You don’t need a computer to learn the material in this book, but it would certainly help. DSP
simulation software allows the beginner to verify signal processing theory through the time-tested
trial and error process.
‡
In particular, software routines that plot signal data, perform the fast Fourier
transforms, and analyze digital filters would be very useful.
‡
“One must learn by doing the thing; for though you think you know it, you have no certainty until you try it” (Sophocles, 496–406 B.C.).
As you go through the material in this book, don’t be discouraged if your understanding comes slowly.
As the Greek mathematician Menaechmus curtly remarked to Alexander the Great, when asked for a
quick explanation of mathematics, “There is no royal road to mathematics.” Menaechmus was
confident in telling Alexander the only way to learn mathematics is through careful study. The same
applies to digital signal processing. Also, don’t worry if you need to read some of the material twice.
While the concepts in this book are not as complicated as quantum physics, as mysterious as the lyrics
of the song “Louie Louie,” or as puzzling as the assembly instructions of a metal shed, they can
become a little involved. They deserve your thoughtful attention. So, go slowly and read the material
twice if necessary; you’ll be glad you did. If you show persistence, to quote Susan B. Anthony,
“Failure is impossible.”
Coming Attractions
Chapter 1 begins by establishing the notation used throughout the remainder of the book. In that
chapter we introduce the concept of discrete signal sequences, show how they relate to continuous
signals, and illustrate how those sequences can be depicted in both the time and frequency domains.
In addition, Chapter 1 defines the operational symbols we’ll use to build our signal processing system
block diagrams. We conclude that chapter with a brief introduction to the idea of linear systems and
see why linearity enables us to use a number of powerful mathematical tools in our analysis.
Chapter 2 introduces the most frequently misunderstood process in digital signal processing, periodic
sampling. Although the concept of sampling a continuous signal is not complicated, there are
mathematical subtleties in the process that require thoughtful attention. Beginning gradually with
simple examples of lowpass sampling, we then proceed to the interesting subject of bandpass
sampling. Chapter 2 explains and quantifies the frequency-domain ambiguity (aliasing) associated
with these important topics.
Chapter 3 is devoted to one of the foremost topics in digital signal processing, the discrete Fourier
transform (DFT) used for spectrum analysis. Coverage begins with detailed examples illustrating the
important properties of the DFT and how to interpret DFT spectral results, progresses to the topic of
windows used to reduce DFT leakage, and discusses the processing gain afforded by the DFT. The
chapter concludes with a detailed discussion of the various forms of the transform of rectangular
functions that the reader is likely to encounter in the literature.
Chapter 4 covers the innovation that made the most profound impact on the field of digital signal
processing, the fast Fourier transform (FFT). There we show the relationship of the popular radix 2
FFT to the DFT, quantify the powerful processing advantages gained by using the FFT, demonstrate
why the FFT functions as it does, and present various FFT implementation structures. Chapter 4 also
includes a list of recommendations to help the reader use the FFT in practice.
Chapter 5 ushers in the subject of digital filtering. Beginning with a simple lowpass finite impulse
response (FIR) filter example, we carefully progress through the analysis of that filter’s frequency-
domain magnitude and phase response. Next, we learn how window functions affect, and can be used
to design, FIR filters. The methods for converting lowpass FIR filter designs to bandpass and
highpass digital filters are presented, and the popular Parks-McClellan (Remez) Exchange FIR filter
design technique is introduced and illustrated by example. In that chapter we acquaint the reader with,
and take the mystery out of, the process called convolution. Proceeding through several simple
convolution examples, we conclude Chapter 5 with a discussion of the powerful convolution theorem
and show why it’s so useful as a qualitative tool in understanding digital signal processing.
Chapter 6 is devoted to a second class of digital filters, infinite impulse response (IIR) filters. In
discussing several methods for the design of IIR filters, the reader is introduced to the powerful
digital signal processing analysis tool called the z-transform. Because the z-transform is so closely
related to the continuous Laplace transform, Chapter 6 starts by gently guiding the reader from the
origin, through the properties, and on to the utility of the Laplace transform in preparation for learning
the z-transform. We’ll see how IIR filters are designed and implemented, and why their performance
is so different from that of FIR filters. To indicate under what conditions these filters should be used,
the chapter concludes with a qualitative comparison of the key properties of FIR and IIR filters.
Chapter 7 introduces specialized networks known as digital differentiators, integrators, and
matched filters. In addition, this chapter covers two specialized digital filter types that have not
received their deserved exposure in traditional DSP textbooks. Called interpolated FIR and
frequency sampling filters, providing improved lowpass filtering computational efficiency, they
belong in our arsenal of filter design techniques. Although these are FIR filters, their introduction is
delayed to this chapter because familiarity with the z-transform (in Chapter 6) makes the properties of
these filters easier to understand.
Chapter 8 presents a detailed description of quadrature signals (also called complex signals).
Because quadrature signal theory has become so important in recent years, in both signal analysis and
digital communications implementations, it deserves its own chapter. Using three-dimensional
illustrations, this chapter gives solid physical meaning to the mathematical notation, processing
advantages, and use of quadrature signals. Special emphasis is given to quadrature sampling (also
called complex down-conversion).
Chapter 9 provides a mathematically gentle, but technically thorough, description of the Hilbert
transform—a process used to generate a quadrature (complex) signal from a real signal. In this
chapter we describe the properties, behavior, and design of practical Hilbert transformers.
Chapter 10 presents an introduction to the fascinating and useful process of sample rate conversion
(changing the effective sample rate of discrete data sequences through decimation or interpolation).
Sample rate conversion—so useful in improving the performance and reducing the computational
complexity of many signal processing operations—is essentially an exercise in lowpass filter design.
As such, polyphase and cascaded integrator-comb filters are described in detail in this chapter.
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