3GPP R11 TS 36.101：UE无线传输与接收技术规范

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3GPP TS 36.101 "UE radio transmission and reception (R11)" 是一个重要的技术规范文档，由欧洲电信标准研究所(ETSI)发布，版本为ETSITS136101 V11.4.0（2013年4月）。该文档关注的是第四版（Release 11）的长期演进(LTE)技术，即 Evolved Universal Terrestrial Radio Access (E-UTRA)，主要关注用户设备(User Equipment, UE)在无线传输和接收方面的功能和实现细节。 LTE是第四代移动通信技术，它提供了更高的数据传输速率和更低的延迟，以满足不断增长的移动互联网需求。TS 36.101规范详细规定了UE与E-UTRA网络之间的交互过程，包括物理层、MAC层和RLC层的协议，以及上行链路控制信令如随机接入响应(Radio Resource Control, RRC)、调度请求(Scheduling Request)等。关键词集中在LTE、ETSI（欧洲电信标准化协会）以及相关的技术细节，例如路由描述 Lucioles 和 F-06921 Sophia Antipolis Cedex-FRANCE 的联系信息。文档强调个人用户可以从ETSI官方网站下载最新版本的PDF文件，并指出如有不同版本存在，参考版本应为ETSI打印机上的PDF版本存储在特定网络驱动器中，以确保内容一致性。值得注意的是，这份文档可能随时面临修订或更改，因此用户在使用时应保持更新。对于任何疑问或需要技术支持，可以联系ETSI提供的电话和传真号码，或者查询指定的注册信息。 3GPP TS 36.101 UE radio transmission and reception (R11) 是一个关键的资源，对于从事LTE系统设计、开发和维护的工程师、网络运营商以及研究者来说，它提供了关于UE如何与E-UTRA网络进行高效通信的详尽指导。

ETSI

ETSI TS 136

101 V11.4.0 (2013

04)

3GPP TS 36.101 version 11.4.0 Release 11

Carrier aggregation bandwidth class: A class defined by the aggregated transmission bandwidth configuration and

maximum number of component carriers supported by a UE.

Carrier aggregation configuration: A combination of CA operating band(s) and CA bandwidth class(es) supported by

a UE.

Channel edge: The lowest and highest frequency of the carrier, separated by the channel bandwidth.

Channel bandwidth: The RF bandwidth supporting a single E-UTRA RF carrier with the transmission bandwidth

configured in the uplink or downlink of a cell. The channel bandwidth is measured in MHz and is used as a reference

for transmitter and receiver RF requirements.

Contiguous carriers: A set of two or more carriers configured in a spectrum block where there are no RF requirements

based on co-existence for un-coordinated operation within the spectrum block.

Contiguous spectrum: Spectrum consisting of a contiguous block of spectrum with no sub-block gaps.

Enhanced performance requirements type A: This defines performance requirements assuming as baseline receiver

reference symbol based linear minimum mean square error interference rejection combining.

Inter-band carrier aggregation: Carrier aggregation of component carriers in different operating bands.

NOTE: Carriers aggregated in each band can be contiguous or non-contiguous.

Intra-band contiguous carrier aggregation: Contiguous carriers aggregated in the same operating band.

Intra-band non-contiguous carrier aggregation: Non-contiguous carriers aggregated in the same operating band.

Lower sub-block edge: The frequency at the lower edge of one sub-block. It is used as a frequency reference point for

both transmitter and receiver requirements.

Non-contiguous spectrum: Spectrum consisting of two or more sub-blocks separated by sub-block gap(s).

Sub-block: This is one contiguous allocated block of spectrum for transmission and reception by the same UE. There

may be multiple instances of sub-blocks within an RF bandwidth.

Sub-block bandwidth: The bandwidth of one sub-block.

Sub-block gap: A frequency gap between two consecutive sub-blocks within an RF bandwidth, where the RF

requirements in the gap are based on co-existence for un-coordinated operation.

Synchronized operation: Operation of TDD in two different systems, where no simultaneous uplink and downlink

occur.

Unsynchronized operation: Operation of TDD in two different systems, where the conditions for synchronized

operation are not met.

Upper sub-block edge: The frequency at the upper edge of one sub-block. It is used as a frequency reference point for

both transmitter and receiver requirements.

3.2 Symbols

For the purposes of the present document, the following symbols apply:

Channel

Channel bandwidth

Channel,block

Sub-block bandwidth, expressed in MHz. BW

Channel,block

= F

edge,block,high

- F

edge,block,low.

Channel_CA

Aggregated channel bandwidth, expressed in MHz.

Virtual guard band to facilitate transmitter (receiver) filtering above / below edge CCs.

E Transmitted energy per RE for reference symbols during the useful part of the symbol, i.e.

excluding the cyclic prefix, (average power normalized to the subcarrier spacing) at the eNode B

transmit antenna connector

ETSI

ETSI TS 136 101 V11.4.0 (2013

04)

3GPP TS 36.101 version 11.4.0 Release 11

The averaged received energy per RE of the wanted signal during the useful part of the symbol,

i.e. excluding the cyclic prefix, at the UE antenna connector; average power is computed within a

set of REs used for the transmission of physical channels (including user specific RSs when

present), divided by the number of REs within the set, and normalized to the subcarrier spacing

F Frequency

Interferer

(offset) Frequency offset of the interferer

Interferer

Frequency of the interferer

Frequency of the carrier centre frequency

C,block, high

Center frequency of the highest transmitted/received carrier in a sub-block.

C,block, low

Center frequency of the lowest transmitted/received carrier in a sub-block.

CA_low

The centre frequency of the lowest carrier, expressed in MHz.

CA_high

The centre frequency of the highest carrier, expressed in MHz.

DL_low

The lowest frequency of the downlink operating band

DL_high

The highest frequency of the downlink operating band

UL_low

The lowest frequency of the uplink operating band

UL_high

The highest frequency of the uplink operating band

edge,block,low

The lower sub-block edge, where F

edge,block,low

= F

C,block,low

- F

offset.

edge,block,high

The upper sub-block edge, where F

edge,block,high

= F

C,block,high

+ F

offset.

edge_low

The lower edge of aggregated channel bandwidth, expressed in MHz.

edge_high

The higher edge of aggregated channel bandwidth, expressed in MHz.

offset

Frequency offset from F

C_high

to the higher edge or F

C_low

to the lower edge.

offset,block,low

Separation between lower edge of a sub-block and the center of the lowest component carrier

within the sub-block

offset,block,high

Separation between higher edge of a sub-block and the center of the highest component carrier

within the sub-block

OOB

The boundary between the E-UTRA out of band emission and spurious emission domains.

The power spectral density of the total input signal (power averaged over the useful part of the

symbols within the transmission bandwidth configuration, divided by the total number of RE for

this configuration and normalised to the subcarrier spacing) at the UE antenna connector,

including the own-cell downlink signal

The total transmitted power spectral density of the own-cell downlink signal (power averaged over

the useful part of the symbols within the transmission bandwidth configuration, divided by the

total number of RE for this configuration and normalised to the subcarrier spacing) at the eNode B

transmit antenna connector

The total received power spectral density of the own-cell downlink signal (power averaged over

the useful part of the symbols within the transmission bandwidth configuration, divided by the

total number of RE for this configuration and normalised to the subcarrier spacing) at the UE

antenna connector

The received power spectral density of the total noise and interference for a certain RE (average

power obtained within the RE and normalized to the subcarrier spacing) as measured at the UE

antenna connector

CRB

The length of a contiguous resource block allocation

Cyclic prefix length

Downlink EARFCN

The power spectral density of a white noise source (average power per RE normalised to the

subcarrier spacing), simulating interference from cells that are not defined in a test procedure, as

measured at the UE antenna connector

1oc

The power spectral density of a white noise source (average power per RE normalized to the

subcarrier spacing), simulating interference in non-CRS symbols in ABS subframe from cells that

are not defined in a test procedure, as measured at the UE antenna connector.

2oc

The power spectral density of a white noise source (average power per RE normalized to the

subcarrier spacing), simulating interference in CRS symbols in ABS subframe from all cells that

are not defined in a test procedure, as measured at the UE antenna connector.

3oc

N The power spectral density of a white noise source (average power per RE normalised to the

subcarrier spacing), simulating interference in non-ABS subframe from cells that are not defined

in a test procedure, as measured at the UE antenna connector

ETSI

ETSI TS 136 101 V11.4.0 (2013

04)

3GPP TS 36.101 version 11.4.0 Release 11

The power spectral density (average power per RE normalised to the subcarrier spacing) of the

summation of the received power spectral densities of the strongest interfering cells explicitly

defined in a test procedure plus

, as measured at the UE antenna connector. The respective

power spectral density of each interfering cell relative to

is defined by its associated DIP

value.

Offs-DL

Offset used for calculating downlink EARFCN

Offs-UL

Offset used for calculating uplink EARFCN

otx

The power spectral density of a white noise source (average power per RE normalised to the

subcarrier spacing) simulating eNode B transmitter impairments as measured at the eNode B

transmit antenna connector

Transmission bandwidth configuration, expressed in units of resource blocks

RB_agg

Aggregated Transmission Bandwidth Configuration The number of the aggregated RBs within the

fully allocated Aggregated Channel bandwidth.

RB_alloc

Total number of simultaneously transmitted resource blocks in Channel bandwidth or Aggregated

Channel Bandwidth.

Uplink EARFCN.

Rav Minimum average throughput per RB.

CMAX

The configured maximum UE output power.

CMAX,c

The configured maximum UE output power for serving cell c.

EMAX

Maximum allowed UE output power signalled by higher layers. Same as IE P-Max, defined in [7].

EMAX,c

Maximum allowed UE output power signalled by higher layers for serving cell c. Same as IE

P-Max, defined in [7].

Interferer

Modulated mean power of the interferer

PowerClass

is the nominal UE power (i.e., no tolerance).

UMAX

The measured configured maximum UE output power.

start

Indicates the lowest RB index of transmitted resource blocks.

OOB

Frequency of Out Of Band emission.

IB,c

Allowed reference sensitivity relaxation due to support for inter-band CA operation, for serving

cell c.

IB,c

Allowed maximum configured output power relaxation due to support for inter-band CA

operation, for serving cell c.

ΔT

Allowed operating band edge transmission power relaxation.

ΔT

C,c

Allowed operating band edge transmission power relaxation for serving cell c.

σ Test specific auxiliary variable used for the purpose of downlink power allocation, defined in

Annex C.3.2.

gap

Sub-block gap size

3.3 Abbreviations

For the purposes of the present document, the abbreviations given in TR 21.905 [1] and the following apply. An

abbreviation defined in the present document takes precedence over the definition of the same abbreviation, if any, in

TR 21.905 [1].

ABS Almost Blank Subframe

ACLR Adjacent Channel Leakage Ratio

ACS Adjacent Channel Selectivity

A-MPR Additional Maximum Power Reduction

AWGN Additive White Gaussian Noise

BS Base Station

CA Carrier Aggregation

CA_X CA for band X where X is the applicable E-UTRA operating band

CA_X-Y CA for band X and Band Y where X and Y are the applicable E-UTRA operating band

CC Component Carriers

CPE Customer Premise Equipment

CPE_X Customer Premise Equipment for E-UTRA operating band X

CW Continuous Wave

DL Downlink

DIP Dominant Interferer Proportion

eDL-MIMO Down Link Multiple Antenna transmission

ETSI

ETSI TS 136 101 V11.4.0 (2013

04)

3GPP TS 36.101 version 11.4.0 Release 1

EARFCN E-UTRA Absolute Radio Frequency Channel Number

EPRE Energy Per Resource Element

E-UTRA Evolved UMTS Terrestrial Radio Access

EUTRAN Evolved UMTS Terrestrial Radio Access Network

EVM Error Vector Magnitude

FDD Frequency Division Duplex

FRC Fixed Reference Channel

HD-FDD Half- Duplex FDD

MCS Modulation and Coding Scheme

MOP Maximum Output Power

MPR Maximum Power Reduction

MSD Maximum Sensitivity Degradation

OCNG OFDMA Channel Noise Generator

OFDMA Orthogonal Frequency Division Multiple Access

OOB Out-of-band

PA Power Amplifier

PCC Primary Component Carrier

P-MPR Power Management Maximum Power Reduction

PSS Primary Synchronization Signal

PSS_RA PSS-to-RS EPRE ratio for the channel PSS

RE Resource Element

REFSENS Reference Sensitivity power level

r.m.s Root Mean Square

SCC Secondary Component Carrier

SINR Signal-to-Interference-and-Noise Ratio

SNR Signal-to-Noise Ratio

SSS Secondary Synchronization Signal

SSS_RA SSS-to-RS EPRE ratio for the channel SSS

TDD Time Division Duplex

UE User Equipment

UL Uplink

UL-MIMO Up Link Multiple Antenna transmission

UMTS Universal Mobile Telecommunications System

UTRA UMTS Terrestrial Radio Access

UTRAN UMTS Terrestrial Radio Access Network

xCH_RA xCH-to-RS EPRE ratio for the channel xCH in all transmitted OFDM symbols not containing RS

xCH_RB xCH-to-RS EPRE ratio for the channel xCH in all transmitted OFDM symbols containing RS

4 General

4.1 Relationship between minimum requirements and test

requirements

The Minimum Requirements given in this specification make no allowance for measurement uncertainty. The test

specification TS 36.521-1 Annex F defines Test Tolerances. These Test Tolerances are individually calculated for each

test. The Test Tolerances are used to relax the Minimum Requirements in this specification to create Test Requirements.

The measurement results returned by the Test System are compared - without any modification - against the Test

Requirements as defined by the shared risk principle.

The Shared Risk principle is defined in ITU-R M.1545 [3].

4.2 Applicability of minimum requirements

a) In this specification the Minimum Requirements are specified as general requirements and additional requirements.

Where the Requirement is specified as a general requirement, the requirement is mandated to be met in all scenarios

ETSI

ETSI TS 136 101 V11.4.0 (2013

04)

3GPP TS 36.101 version 11.4.0 Release 11

b) For specific scenarios for which an additional requirement is specified, in addition to meeting the general

requirement, the UE is mandated to meet the additional requirements.

c) The reference sensitivity power levels defined in subclause 7.3 are valid for the specified reference measurement

channels.

d) Note: Receiver sensitivity degradation may occur when:

1) the UE simultaneously transmits and receives with bandwidth allocations less than the transmission bandwidth

configuration (see Figure 5.6-1), and

2) any part of the downlink transmission bandwidth is within an uplink transmission bandwidth from the downlink

center subcarrier.

e) The spurious emissions power requirements are for the long term average of the power. For the purpose of reducing

measurement uncertainty it is acceptable to average the measured power over a period of time sufficient to reduce

the uncertainty due to the statistical nature of the signal.

4.3 Void

4.3A Applicability of minimum requirements (CA, UL-MIMO, eDL-

MIMO)

The requirements in clauses 5, 6 and 7 which are specific to CA, UL-MIMO, and eDL-MIMO are specified as suffix A,

B, C, D where;

a) Suffix A additional requirements need to support CA

b) Suffix B additional requirements need to support UL-MIMO

c) Suffix C additional requirements need to support TBD

d) Suffix D additional requirements need to support eDL-MIMO

A terminal which supports the above features needs to meet both the general requirements and the additional

requirement applicable to the additional sub-clause (suffix A, B, C and D) in clauses 5, 6 and 7. Where there is a

difference in requirement between the general requirements and the additional sub-clause requirements (suffix A, B, C

and D) in clauses 5, 6 and 7, the tighter requirements are applicable unless stated otherwise in the additional sub-clause.

A terminal which supports more than one feature (CA, UL-MIMO, and eDL-MIMO) in clauses 5, 6 and 7 shall meet all

of the separate corresponding requirements.

4.4 RF requirements in later releases

The standardisation of new frequency bands may be independent of a release. However, in order to implement a UE that

conforms to a particular release but supports a band of operation that is specified in a later release, it is necessary to

specify some extra requirements. TS 36.307 [8] specifies requirements on UEs supporting a frequency band that is

independent of release.

NOTE: For terminals conforming to the 3GPP release of the present document, some RF requirements in later

releases may be mandatory independent of whether the UE supports the bands specified in later releases

or not. The set of requirements from later releases that is also mandatory for UEs conforming to the 3GPP

release of the present document is determined by regional regulation.

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