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TOGAF™ Version 9
A Pocket Guide

TOGAF
™
Version 9 – A Pocket Guide
ii Copyright © 2009 The Open Group, All Rights Reserved Guide (2009)
Personal PDF Edition
Copyright © 2009, The Open Group
All rights reserved.
No part of this publication may be reproduced, stored in a retrieval system, or transmitted, in any form or by
any means, electronic, mechanical, photocopying, recording, or otherwise, without the prior permission of the
copyright owner.
The views expressed in this document are not necessarily those of any particular member of The Open Group.
In the event of any discrepancy between text in this document and the official TOGAF 9 documentation, the
TOGAF 9 documentation remains the authoritative version for certification, testing by examination, and other
purposes. The official TOGAF 9 documentation can be obtained online at www.opengroup.org/togaf.
TOGAF
™
Version 9
A Pocket Guide
Document Number: G092
Published by The Open Group, January 2009.
Comments relating to the material contained in this document may be submitted to:
The Open Group
Thames Tower
37-45 Station Road
Reading
Berkshire, RG1 1LX
United Kingdom
or by electronic mail to:
ogspecs@opengroup.org

TOGAF
™
Version 9 – A Pocket Guide
Guide (2009) Copyright © 2009 The Open Group, All Rights Reserved iii
Personal PDF Edition.
Contents
Chapter 1
Introduction to TOGAF
.................................................................................................. 1
1.1 Introduction to TOGAF 9 ........................................................................................ 1
1.2 Structure of the TOGAF Document......................................................................... 2
1.3 What is Architecture in the Context of TOGAF? .................................................... 2
1.4 What kinds of Architecture does TOGAF deal with?.............................................. 3
1.5 What does TOGAF Contain?................................................................................... 3
1.5.1 The Architecture Development Method (ADM) ....................................... 4
1.5.2 ADM Guidelines and Techniques ............................................................. 5
1.5.3 Architecture Content Framework .............................................................. 5
1.5.4 The Enterprise Continuum ........................................................................ 5
1.5.5 TOGAF Reference Models........................................................................ 5
1.5.6 The Architecture Capability Framework................................................... 6
Chapter 2
The Architecture Development Method ............................................................................. 7
2.1 What is the ADM? ................................................................................................... 7
2.2 What are the Phases of the ADM?........................................................................... 7
2.3 The ADM in Detail................................................................................................ 10
2.3.1 Preliminary Phase.................................................................................... 11
2.3.2 Phase A: Architecture Vision .................................................................. 12
2.3.3 Phase B: Business Architecture............................................................... 13
2.3.4 Phase C: Information Systems Architectures .......................................... 14
2.3.5 Phase D: Technology Architecture.......................................................... 17
2.3.6 Phase E: Opportunities and Solutions ..................................................... 18
2.3.7 Phase F: Migration Planning ................................................................... 19
2.3.8 Phase G: Implementation Governance .................................................... 20
2.3.9 Phase H: Architecture Change Management........................................... 21
2.3.10 Requirements Management ..................................................................... 22
2.4 Scoping the Architecture Activity ......................................................................... 23
Chapter 3
Key Techniques and Deliverables of the ADM Cycle ..................................................... 24
3.1 Tailored Architecture Framework ......................................................................... 26
3.2 Organizational Model for Enterprise Architecture ................................................ 26
3.3 Architecture Principles .......................................................................................... 27
3.3.1 Developing Architecture Principles......................................................... 27
3.3.2 Defining Architecture Principles............................................................. 28
3.3.3 Qualities of Principles ............................................................................. 29
3.3.4 Applying Architecture Principles ............................................................ 29
3.4 Business Principles, Business Goals, and Business Drivers.................................. 30
3.5 Architecture Repository......................................................................................... 30
3.6 Architecture Tools ................................................................................................. 31
3.7 Request for Architecture Work.............................................................................. 31
3.8 Statement of Architecture Work............................................................................ 32
3.9 Architecture Vision................................................................................................ 32
3.10 Stakeholder Management ...................................................................................... 33
3.10.1 Steps in the Stakeholder Management Process ....................................... 34
3.11 Communications Plan............................................................................................ 35
3.12 Business Transformation Readiness Assessment .................................................. 36

TOGAF
™
Version 9 – A Pocket Guide
iv Copyright © 2009 The Open Group, All Rights Reserved Guide (2009)
Personal PDF Edition
3.13 Capability Assessment........................................................................................... 36
3.14 Risk Management .................................................................................................. 37
3.15 Architecture Definition Document ........................................................................ 38
3.15.1 Business Architecture.............................................................................. 39
3.15.2 Information Systems Architectures ......................................................... 40
3.15.3 Technology Architecture......................................................................... 40
3.16 Architecture Requirements Specification .............................................................. 41
3.16.1 Business Architecture Requirements....................................................... 41
3.16.2 Information Systems Architectures Requirements .................................. 42
3.16.3 Technology Architecture Requirements.................................................. 42
3.16.4 Interoperability Requirements................................................................. 42
3.17 Architecture Roadmap ........................................................................................... 42
3.18 Business Scenarios................................................................................................. 43
3.19 Gap Analysis.......................................................................................................... 44
3.20 Architecture Viewpoints........................................................................................ 45
3.21 Architecture Views ................................................................................................ 46
3.21.1 Developing Views in the ADM............................................................... 47
3.22 Architecture Building Blocks ................................................................................ 47
3.23 Solution Building Blocks....................................................................................... 47
3.24 Capability-Based Planning .................................................................................... 48
3.25 Migration Planning Techniques............................................................................. 49
3.25.1 Implementation Factor Assessment and Deduction Matrix..................... 49
3.25.2 Consolidated Gaps, Solutions, and Dependencies Matrix....................... 49
3.25.3 Architecture Definition Increments Table............................................... 50
3.25.4 Enterprise Architecture State Evolution Table........................................ 50
3.25.5 Business Value Assessment Technique................................................... 51
3.26 Implementation and Migration Plan ...................................................................... 52
3.27 Transition Architecture.......................................................................................... 52
3.28 Implementation Governance Model ...................................................................... 54
3.29 Architecture Contracts........................................................................................... 54
3.30 Change Request ..................................................................................................... 55
3.31 Compliance Assessment ........................................................................................ 56
3.32 Requirements Impact Assessment ......................................................................... 57
Chapter 4
Guidelines for Adapting the ADM ................................................................................... 58
4.1 Introduction ........................................................................................................... 58
4.2 Applying Iteration to the ADM ............................................................................. 59
4.3 Applying the ADM at Different Enterprise Levels................................................ 62
4.4 Security Architecture and the ADM ...................................................................... 64
4.5 Using TOGAF to Define and Govern SOAs ......................................................... 65
4.5.1 Further Reading....................................................................................... 67
Chapter 5
Architecture Content Framework ..................................................................................... 68
5.1 Architecture Content Framework Overview.......................................................... 68
5.2 Content Metamodel ............................................................................................... 69
5.2.1 Core and Extensions................................................................................ 70
5.2.2 Catalogs, Matrices, and Diagrams........................................................... 70
5.3 Architectural Artifacts ........................................................................................... 71
5.4 Architecture Deliverables ...................................................................................... 74
5.5 Building Blocks ..................................................................................................... 74
Chapter 6
The Enterprise Continuum ............................................................................................... 76
6.1 Overview of the Enterprise Continuum ................................................................. 76
6.1.1 The Enterprise Continuum and Architecture Re-Use.............................. 77
6.1.2 Using the Enterprise Continuum within the ADM .................................. 77

TOGAF
™
Version 9 – A Pocket Guide
Guide (2009) Copyright © 2009 The Open Group, All Rights Reserved v
Personal PDF Edition.
6.2 Architecture Partitioning........................................................................................ 77
6.3 Architecture Repository......................................................................................... 78
Chapter 7
TOGAF Reference Models............................................................................................... 81
7.1 TOGAF Foundation Architecture.......................................................................... 81
7.1.1 Technical Reference Model (TRM) ........................................................ 81
7.2 Integrated Information Infrastructure Reference Model (III-RM)......................... 82
Chapter 8
Architecture Capability Framework ................................................................................. 83
8.1 Establishing an Architecture Capability ................................................................ 84
8.2 Architecture Governance ....................................................................................... 85
8.3 Architecture Board................................................................................................. 85
8.4 Architecture Compliance ....................................................................................... 86
8.5 Architecture Skills Framework.............................................................................. 87
Appendix A
Migration Summary ......................................................................................................... 88
A.1 Introduction ........................................................................................................... 88
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