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1
IEEE P802.3bm
™
/D1.1, 2nd August 2013
(Amendment of IEEE Std 802.3™-2012)
IEEE P802.3bm™/D1.1
Draft Standard for Ethernet
Amendment X:
Physical Layer Specifications and
Management Parameters for 40 Gb/s and
100 Gb/s Operation Over Fiber Optic
Cables
Prepared by the
LAN/MAN Standards Committee
of the
IEEE Computer Society
This draft is an amendment of IEEE Std 802.3-2012. This amendment adds Physical Layer (PHY)
specifications and management parameters for 40 Gb/s operation over single-mode fiber (40GBASE-ER4)
and for 100 Gb/s operation over multimode fiber (100GBASE-SR4). This amendment also specifies a four-
lane variant of the 100 Gigabit Attachment Unit Interface (CAUI-4) and optional Energy Efficient Ethernet
(EEE) for 40 Gb/s and 100 Gb/s operation over fiber optic cables. Draft D1.1 is prepared for Task Force
review. This draft expires 6 months after the date of publication or when the next version is published,
whichever comes first.
Copyright © 2013 by The Institute of Electrical and Electronics Engineers, Inc.
Three Park Avenue
New York, New York 10016-5997, USA
All rights reserved.
This document is an unapproved draft of a proposed IEEE Standard. As such, this document is subject to
change. USE AT YOUR OWN RISK! Because this is an unapproved draft, this document must not be
utilized for any conformance/compliance purposes. Permission is hereby granted for IEEE Standards
Committee participants to reproduce this document for purposes of international standardization
consideration. Prior to adoption of this document, in whole or in part, by another standards development
organization, permission must first be obtained from the IEEE Standards Association Department
(stds.ipr@ieee.org). Other entities seeking permission to reproduce this document, in whole or in part, must
also obtain permission from the IEEE Standards Association Department.
IEEE Standards Association Department
445 Hoes Lane
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The Institute of Electrical and Electronics Engineers, Inc.
3 Park Avenue, New York, NY 10016-5997, USA
Copyright © 2013 by the Institute of Electrical and Electronics Engineers, Inc.
All rights reserved. Published xx Month 20xx. Printed in the United States of America.
IEEE and 802 are registered trademarks in the U.S. Patent & Trademark Office, owned by the Institute of Electrical and
Electronics Engineers, Incorporated.
PDF: ISBN 978-0-7381-xxxx-x STDxxxxx
Print: ISBN 978-0-7381-xxxx-x STDPDxxxxx
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No part of this publication may be reproduced in any form, in an electronic retrieval system or otherwise, without the prior written permission
of the publisher.
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Copyright © 2013 IEEE. All rights reserved.
This is an unapproved IEEE Standards draft, subject to change.
2
Abstract: This amendment to IEEE Std 802.3-2012 adds Physical Layer (PHY) specifications and
management parameters for 40 Gb/s operation over single-mode fiber (40GBASE-ER4) and for
100 Gb/s operation over multimode fiber (100GBASE-SR4). This amendment also specifies a
four-lane variant of the 100 Gigabit Attachment Unit Interface (CAUI-4) and optional Energy Effi-
cient Ethernet (EEE) for 40 Gb/s and 100 Gb/s operation over fiber optic cables.
Keywords: 100 Gb/s Ethernet; 100GBASE-ER4; 100GBASE-LR4; 100GBASE-SR10;
100GBASE-SR4; 40 Gb/s Ethernet; 40GBASE-ER4; 40GBASE-FR; 40GBASE-LR4;
40GBASE-SR4; CAUI-4; Energy Efficient Ethernet (EEE); Ethernet; forward error correction (FEC);
IEEE Std 802.3bm; MMF; physical medium dependent (PMD) sublayer; SMF.
Draft Amendment to IEEE Std 802.3-2012 IEEE Draft P802.3bm/D1.1
IEEE P802.3bm 40 Gb/s and 100 Gb/s Fiber Optic Task Force 2nd August 2013
Copyright © 2013 IEEE. All rights reserved.
This is an unapproved IEEE Standards draft, subject to change.
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Introduction
IEEE Std 802.3™ was first published in 1985. Since the initial publication, many projects have added func-
tionality or provided maintenance updates to the specifications and text included in the standard. Each IEEE
802.3 project/amendment is identified with a suffix (e.g., IEEE Std 802.3bm™-201x).
The Media Access Control (MAC) protocol specified in IEEE Std 802.3 is Carrier Sense Multiple Access
with Collision Detection (CSMA/CD). This MAC protocol was included in the experimental Ethernet devel-
oped at Xerox Palo Alto Research Center. While the experimental Ethernet had a 2.94 Mb/s data rate,
IEEE Std 802.3-1985 specified operation at 10 Mb/s. Since 1985 new media options, new speeds of opera-
tion, and new capabilities have been added to IEEE Std 802.3.
Some of the major additions to IEEE Std 802.3 are identified in the marketplace with their project number.
This is most common for projects adding higher speeds of operation or new protocols. For example, IEEE
Std 802.3u™ added 100 Mb/s operation (also called Fast Ethernet), IEEE Std 802.3x specified full duplex
operation and a flow control protocol, IEEE Std 802.3z added 1000 Mb/s operation (also called Gigabit
Ethernet), IEEE Std 802.3ae added 10 Gb/s operation (also called 10 Gigabit Ethernet), IEEE Std 802.3ah™
specified access network Ethernet (also called Ethernet in the First Mile) and IEEE Std 802.3ba added 40
Gb/s operation (also called 40 Gigabit Ethernet) and 100 Gb/s operation (also called 100 Gigabit Ethernet).
These major additions are all now included in and are superseded by IEEE Std 802.3-2012 and are not main-
tained as separate documents.
At the date of IEEE Std 802.3bm-201x publication, IEEE Std 802.3 is comprised of the following
documents:
IEEE Std 802.3-2012
Section One—Includes Clause 1 through Clause 20 and Annex A through Annex H and Annex 4A.
Section One includes the specifications for 10 Mb/s operation and the MAC, frame formats and service
interfaces used for all speeds of operation.
Section Two—Includes Clause 21 through Clause 33 and Annex 22A through Annex 33E. Section
Two includes management attributes for multiple protocols and speed of operation as well as specifica-
tions for providing power over twisted pair cabling for multiple operational speeds. It also includes
general information on 100 Mb/s operation as well as most of the 100 Mb/s Physical Layer specifica-
tions.
Section Three—Includes Clause 34 through Clause 43 and Annex 36A through Annex 43C. Section
Three includes general information on 1000 Mb/s operation as well as most of the 1000 Mb/s Physical
Layer specifications.
Editor’s Note (to be removed prior to publication):
This front matter is provided for comment only. Front matter is not part of a published standard and is
therefore, not part of the draft standard. You are invited to review and comment on it as it will be included
in the published standard after approval.
One exception to IEEE style that is consciously used to simplify the balloting process is the numbering of
the front matter. Instead of the front matter being lower case Roman numeral page numbers, with the draft
restarting at 1 with arabic page numbers, balloted front matter and draft are numbered consecutively with
arabic page numbers.
This introduction is not part of IEEE P802.3bm, IEEE Draft Standard for Ethernet. Amendment: Physical
Layer Specifications and Management Parameters for 40 Gb/s and 100 Gb/s Operation Over Fiber Optic
Cables.
Draft Amendment to IEEE Std 802.3-2012 IEEE Draft P802.3bm/D1.1
IEEE P802.3bm 40 Gb/s and 100 Gb/s Fiber Optic Task Force 2nd August 2013
Copyright © 2013 IEEE. All rights reserved.
This is an unapproved IEEE Standards draft, subject to change.
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Section Four—Includes Clause 44 through Clause 55 and Annex 44A through Annex 55B. Section
Four includes general information on 10 Gb/s operation as well as most of the 10 Gb/s Physical Layer
specifications.
Section Five—Includes Clause 56 through Clause 77 and Annex 57A through Annex 76A. Clause 56
through Clause 67 and Clause 75 through Clause 77, as well as associated annexes, specify subscriber
access and other Physical Layers and sublayers for operation from 512 kb/s to 10 Gb/s, and defines ser-
vices and protocol elements that enable the exchange of IEEE Std 802.3 format frames between sta-
tions in a subscriber access network. Clause 68 specifies a 10 Gb/s Physical Layer specification.
Clause 69 through Clause 74 and associated annexes specify Ethernet operation over electrical back-
planes at speeds of 1000 Mb/s and 10 Gb/s.
Section Six—Includes Clause 78 through Clause 90 and Annex 83A through Annex 86A. Clause 78
specifies Energy-Efficient Ethernet. Clause 79 specifies IEEE 802.3 Organizationally Specific Link
Layer Discovery Protocol (LLDP) type, length, and value (TLV) information elements. Clause 80
through Clause 89 and associated annexes includes general information on 40 Gb/s and 100 Gb/s oper-
ation as well the 40 Gb/s and 100 Gb/s Physical Layer specifications. Clause 90 specifies Ethernet sup-
port for time synchronization protocols.
IEEE Std 802.3bj™-201x
This amendment includes changes to IEEE Std 802.3-2012 and adds Clause 91 through Clause 94 as
well as associated annexes. This amendment adds 100 Gb/s Physical Layer (PHY) specifications and
management parameters for operation on electrical backplanes and twinaxial copper cables. This
amendment also specifies optional Energy Efficient Ethernet (EEE) for 40 Gb/s and 100 Gb/s operation
over electrical backplanes and copper cables.
IEEE Std 802.3bk™-201x
This amendment includes changes to EPON as defined in IEEE Std 802.3-2012 and adds the physical
layer specifications and management parameters for EPON operation on point-to-multipoint passive
optical networks supporting extended power budget classes of PX30 (29 dB for 1G-EPON), PX40
(33 dB for 1G-EPON), PRX40 (33 dB for 10/1G-EPON), and PR40 (33 dB for 10/10G-EPON).
IEEE Std 802.3bm™-201x
This amendment includes changes to IEEE Std 802.3-2012 and adds Clause 95 as well as associated
annexes. This amendment adds Physical Layer (PHY) specifications and management parameters for
40 Gb/s operation over single-mode fiber (40GBASE-ER4) and for 100 Gb/s operation over multimode
fiber (100GBASE-SR4). This amendment also specifies a four-lane variant of the 100 Gigabit Attach-
ment Unit Interface (CAUI-4) and optional Energy Efficient Ethernet (EEE) for 40 Gb/s and 100 Gb/s
operation over fiber optic cables.
A companion document IEEE Std 802.3.1 describes Ethernet management information base (MIB) modules
for use with the Simple Network Management Protocol (SNMP). IEEE Std 802.3.1 is updated to add man-
agement capability for enhancements to IEEE Std 802.3 after approval of the enhancements.
IEEE Std 802.3 will continue to evolve. New Ethernet capabilities are anticipated to be added within the
next few years as amendments to this standard.
Notice to users
Draft Amendment to IEEE Std 802.3-2012 IEEE Draft P802.3bm/D1.1
IEEE P802.3bm 40 Gb/s and 100 Gb/s Fiber Optic Task Force 2nd August 2013
Copyright © 2013 IEEE. All rights reserved.
This is an unapproved IEEE Standards draft, subject to change.
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Laws and regulations
Users of these documents should consult all applicable laws and regulations. Compliance with the
provisions of this standard does not imply compliance to any applicable regulatory requirements.
Implementors of the standard are responsible for observing or referring to the applicable regulatory
requirements. IEEE does not, by the publication of its standards, intend to urge action that is not in
compliance with applicable laws, and these documents may not be construed as doing so.
Copyrights
This document is copyrighted by the IEEE. It is made available for a wide variety of both public and private
uses. These include both use, by reference, in laws and regulations, and use in private self-regulation,
standardization, and the promotion of engineering practices and methods. By making this document
available for use and adoption by public authorities and private users, the IEEE does not waive any rights in
copyright to this document.
Updating of IEEE documents
Users of IEEE standards should be aware that these documents may be superseded at any time by the
issuance of new editions or may be amended from time to time through the issuance of amendments,
corrigenda, or errata. An official IEEE document at any point in time consists of the current edition of the
document together with any amendments, corrigenda, or errata then in effect. In order to determine whether
a given document is the current edition and whether it has been amended through the issuance
of amendments, corrigenda, or errata, visit the IEEE Standards Association website at
http://ieeexplore.ieee.org/xpl/standards.jsp
, or contact the IEEE at the address listed previously.
For more information about the IEEE Standards Association or the IEEE standards development process,
visit the IEEE-SA website at http://standards.ieee.org
.
Errata
Errata, if any, for this and all other standards can be accessed at the following URL:
http://standards.ieee.org/findstds/errata/index.html
. Users are encouraged to check this URL for errata
periodically.
Patents
Attention is called to the possibility that implementation of this standard may require use of subject matter
covered by patent rights. By publication of this standard, no position is taken by the IEEE with respect to the
existence or validity of any patent rights in connection therewith. If a patent holder or patent applicant has
filed a statement of assurance via an Accepted Letter of Assurance, then the statement is listed on the
IEEE-SA website
. Letters of Assurance may indicate whether the Submitter is willing or unwilling to grant
licenses under patent rights without compensation or under reasonable rates, with reasonable terms and
conditions that are demonstrably free of any unfair discrimination to applicants desiring to obtain such
licenses.
Essential Patent Claims may exist for which a Letter of Assurance has not been received. The IEEE is not
responsible for identifying Essential Patent Claims for which a license may be required, for conducting
inquiries into the legal validity or scope of Patents Claims, or determining whether any licensing terms or
conditions provided in connection with submission of a Letter of Assurance, if any, or in any licensing
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