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首页TOGAF 9 Certified Study Guide
This document is a Study Guide for TOGAF® 9 Certified. This second edition is based on Version 2 of the TOGAF Certification for People Conformance Requirements, published in December 2011. This edition is aligned to TOGAF Version 9.1, which was published in December 2011.
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Study Guide
TOGAF
®
9
Certified
2
nd
Edition
Prepared by Rachel Harrison of Oxford Brookes University
Personal PDF Edition
© 2011 The Open Group, All Rights Reserved
Personal PDF Edition. Not for redistribution

ii Study Guide (2011)
Copyright © 2010-2011, The Open Group
All rights reserved.
No part of this publication may be reproduced, stored in a retrieval system, or transmitted, in any form or by
any means, electronic, mechanical, photocopying, recording, or otherwise, without the prior permission of the
copyright owner.
The views expressed in this Study Guide are not necessarily those of any particular member of The Open
Group.
In the event of any discrepancy between text in this Study Guide and the official TOGAF documentation, the
TOGAF documentation remains the authoritative version for certification, testing by examination, and other
purposes. The official TOGAF documentation can be obtained online at www.opengroup.org/togaf.
Study Guide
TOGAF
®
9 Certified, 2
nd
Edition
Document Number: B112
Published by The Open Group, December 2011.
Comments relating to the material contained in this document may be submitted to:
The Open Group
Apex Plaza
Forbury Road
Reading
Berkshire, RG1 1AX
United Kingdom
or by electronic mail to:
ogspecs@opengroup.org
Personal PDF Edition
© 2011 The Open Group, All Rights Reserved
Personal PDF Edition. Not for redistribution

TOGAF
®
9 Certified, 2
nd
Edition iii
Contents
Chapter 1
Introduction ........................................................................................................................ 1
1.1 Key Learning Points ................................................................................................ 1
1.2 The TOGAF Certification for People Program ....................................................... 1
1.2.1 Certification Document Structure.............................................................. 1
1.2.2 TOGAF 9 Foundation ............................................................................... 2
1.2.3 TOGAF 9 Certified ................................................................................... 3
1.2.4 The Certification Process .......................................................................... 4
1.2.5 Preparing for the Examination................................................................... 6
1.3 Summary.................................................................................................................. 6
1.4 Recommended Reading........................................................................................... 7
Part 1: TOGAF 9 Architecture Development Method (ADM)................................................................... 8
Chapter 2
Preliminary Phase...............................................................................................................9
2.1 Key Learning Points ................................................................................................ 9
2.2 Objectives.............................................................................................................. 10
2.3 Inputs ..................................................................................................................... 10
2.3.1 Architecture Frameworks........................................................................ 11
2.3.2 Business Principles, Business Goals, and Business Drivers.................... 11
2.3.3 Pre-Existing Architectural Inputs............................................................ 11
2.4 Steps ...................................................................................................................... 12
2.4.1 Scope the Enterprise Organizations Impacted......................................... 12
2.4.2 Confirm Governance and Support Frameworks...................................... 13
2.4.3 Define and Establish the Enterprise Architecture Team and
Organization............................................................................................ 13
2.4.4 Identify and Establish Architecture Principles ........................................ 14
2.4.5 Tailor TOGAF and, if any, Other Selected Architecture Frameworks.... 17
2.4.6 Implement Architecture Tools................................................................. 18
2.5 Outputs .................................................................................................................. 19
2.5.1 Architecture Principles............................................................................ 19
2.5.2 Organizational Model for Enterprise Architecture.................................. 19
2.5.3 Tailored Architecture Framework ........................................................... 20
2.5.4 Architecture Repository .......................................................................... 20
2.5.5 Business Principles, Business Goals, and Business Drivers.................... 20
2.5.6 Architecture Governance Framework ..................................................... 21
2.5.7 Request for Architecture Work ............................................................... 21
2.6 Summary................................................................................................................ 22
2.7 Exercises................................................................................................................ 22
2.8 Recommended Reading......................................................................................... 23
Chapter 3
Phase A: Architecture Vision ........................................................................................... 24
3.1 Key Learning Points .............................................................................................. 24
3.2 Objectives.............................................................................................................. 25
3.3 Inputs ..................................................................................................................... 25
3.4 Steps ...................................................................................................................... 26
3.4.1 Establish the Architecture Project ........................................................... 26
3.4.2 Identify Stakeholders, Concerns, and Business Requirements................ 26
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iv Study Guide (2011)
3.4.3 Confirm and Elaborate Business Goals, Business Drivers, and
Constraints............................................................................................... 31
3.4.4 Evaluate Business Capabilities................................................................ 31
3.4.5 Assess Readiness for Business Transformation ...................................... 31
3.4.6 Define Scope ........................................................................................... 33
3.4.7 Confirm and Elaborate Architecture Principles, including Business
Principles................................................................................................. 33
3.4.8 Develop Architecture Vision................................................................... 33
3.4.9 Define the Target Architecture Value Propositions and KPIs................. 34
3.4.10 Identify the Business Transformation Risks and Mitigation Activities... 35
3.4.11 Develop Statement of Architecture Work; Secure Approval .................. 35
3.5 Outputs .................................................................................................................. 36
3.5.1 Statement of Architecture Work.............................................................. 36
3.5.2 Capability Assessment ............................................................................ 37
3.5.3 Architecture Vision ................................................................................. 38
3.5.4 Communications Plan ............................................................................. 39
3.6 Summary................................................................................................................ 39
3.7 Exercises................................................................................................................ 40
3.8 Recommended Reading......................................................................................... 41
Chapter 4
Phase B: Business Architecture........................................................................................ 43
4.1 Key Learning Points .............................................................................................. 43
4.2 Objectives.............................................................................................................. 44
4.3 Inputs ..................................................................................................................... 44
4.3.1 Business Principles.................................................................................. 45
4.4 Steps ...................................................................................................................... 46
4.4.1 Select Reference Models, Viewpoints, and Tools................................... 47
4.4.2 Develop Baseline Business Architecture Description ............................. 48
4.4.3 Develop Target Business Architecture Description ................................ 48
4.4.4 Perform Gap Analysis ............................................................................. 50
4.4.5 Define Candidate Roadmap Components................................................ 50
4.4.6 Resolve Impacts across the Architecture Landscape............................... 50
4.4.7 Conduct Formal Stakeholder Review...................................................... 50
4.4.8 Finalize the Business Architecture .......................................................... 50
4.4.9 Create the Architecture Definition Document......................................... 51
4.5 Outputs .................................................................................................................. 51
4.5.1 Architecture Definition Document.......................................................... 52
4.5.2 Architecture Requirements Specification................................................ 53
4.5.3 Architecture Roadmap............................................................................. 54
4.6 Summary................................................................................................................ 55
4.7 Exercises................................................................................................................ 55
4.8 Recommended Reading......................................................................................... 56
Chapter 5
Phase C: Information Systems Architectures ................................................................... 57
5.1 Key Learning Points .............................................................................................. 57
5.2 Objectives.............................................................................................................. 58
5.3 Considerations for the Implementation Order ....................................................... 58
5.4 Inputs ..................................................................................................................... 58
5.5 Steps ...................................................................................................................... 58
5.6 Outputs .................................................................................................................. 59
5.7 Summary................................................................................................................ 59
5.8 Exercises................................................................................................................ 59
5.9 Recommended Reading......................................................................................... 59
Personal PDF Edition
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TOGAF
®
9 Certified, 2
nd
Edition v
Chapter 6
Phase C: Data Architecture .............................................................................................. 60
6.1 Key Learning Points .............................................................................................. 60
6.2 Objectives.............................................................................................................. 60
6.3 Inputs ..................................................................................................................... 60
6.3.1 Data Principles ........................................................................................ 61
6.4 Steps ...................................................................................................................... 62
6.4.1 Select Reference Models, Viewpoints, and Tools................................... 62
6.4.2 Develop Baseline Data Architecture Description.................................... 64
6.4.3 Develop Target Data Architecture Description ....................................... 64
6.4.4 Perform Gap Analysis ............................................................................. 64
6.4.5 Define Candidate Roadmap Components................................................ 65
6.4.6 Resolve Impacts Across the Architecture Landscape.............................. 65
6.4.7 Conduct Formal Stakeholder Review...................................................... 65
6.4.8 Finalize the Data Architecture................................................................. 65
6.4.9 Create Architecture Definition Document............................................... 66
6.5 Outputs .................................................................................................................. 66
6.5.1 Components of the Architecture Definition Document........................... 66
6.5.2 Components of the Architecture Requirements Specification................. 66
6.6 Summary................................................................................................................ 67
6.7 Exercises................................................................................................................ 67
6.8 Recommended Reading......................................................................................... 67
Chapter 7
Phase C: Application Architecture ................................................................................... 68
7.1 Key Learning Points .............................................................................................. 68
7.2 Objectives.............................................................................................................. 68
7.3 Inputs ..................................................................................................................... 68
7.3.1 Application Principles ............................................................................. 69
7.4 Steps ...................................................................................................................... 70
7.4.1 Select Reference Models, Viewpoints, and Tools................................... 70
7.4.2 Develop Baseline Application Architecture Description ........................ 72
7.4.3 Develop Target Application Architecture Description............................ 72
7.4.4 Perform Gap Analysis ............................................................................. 72
7.4.5 Define Candidate Roadmap Components................................................ 72
7.4.6 Resolve Impacts Across the Architecture Landscape.............................. 73
7.4.7 Conduct Formal Stakeholder Review...................................................... 73
7.4.8 Finalize the Application Architecture ..................................................... 73
7.4.9 Create Architecture Definition Document............................................... 73
7.5 Outputs .................................................................................................................. 74
7.5.1 Components of the Architecture Definition Document........................... 74
7.5.2 Components of the Architecture Requirements Specification................. 74
7.6 Summary................................................................................................................ 75
7.7 Exercises................................................................................................................ 75
7.8 Recommended Reading......................................................................................... 76
Chapter 8
Phase D: Technology Architecture................................................................................... 77
8.1 Key Learning Points .............................................................................................. 77
8.2 Objectives.............................................................................................................. 78
8.3 Inputs ..................................................................................................................... 78
8.3.1 Technology Principles............................................................................. 79
8.4 Steps ...................................................................................................................... 80
8.4.1 Select Reference Models, Viewpoints, and Tools................................... 80
8.4.2 Develop Baseline Technology Architecture Description ........................ 82
8.4.3 Develop Target Technology Architecture Description............................ 82
8.4.4 Perform Gap Analysis ............................................................................. 83
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Personal PDF Edition. Not for redistribution
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