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Test Plan for 2x2 Downlink MIMO and Transmit Diversity Over-the-Air Performance V1.2 April 2018
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Test Plan for 2x2 Downlink MIMO and Transmit
Diversity Over-the-Air Performance
Version 1.2
April 2018
© 2016 CTIA - The Wireless Association
®
. All rights reserved.
CTIA hereby grants to CTIA Authorized Testing Laboratories (CATLs), and only to CATLs, a limited, non-
transferable license to use this Test Plan for the sole purpose of testing wireless devices for the CTIA Certification
Program, and to reproduce this Test Plan for internal use only. Any other use of this Test Plan must be authorized
in writing by CTIA.
Any reproduction or transmission of all or part of this Test Plan, in any form or by any means, electronic or
mechanical, including photocopying, recording, or via any information storage and retrieval system, without
the prior written permission of CTIA, is unauthorized and strictly prohibited.
Any reproduction of this Test Plan shall display the notice: "Copyright by CTIA. All rights reserved."
Certification Program Test Plan
April 2018 3 Version 1.2
Acknowledgements
This test plan was created by the wireless industry with input from the following companies and their
representatives:
Company, Representative
Company, Representative
Anite Telecoms: Aki Hekkala, Lassi Hentila,
Karthikesh Raju
Qualcomm: Greg Breit, Vince Butsumyo, Ernie Ozaki,
Ali Tassoudji, Allen Tran
Apple: Alejandro Marquez
Microsoft: Kevin Li
AT&T: Darwin Parra, Ryan Pirkl, Scott Prather
MVG: Kim Rutkowski, Alessandro Scannavini
Azimuth Systems: Eric Ely, John Griesing, Thorkild
Hansen, Charles Wright
PCTEST Engineering Lab: Ron Borsato
Beijing HWA-TECH: Tuyuan Cheng
Rohde & Schwarz: Christoph Gagern, Thorsten
Hertel, Adam Tankielun
Bluetest: Susanne Schilliger Kildal, John Kvarnstrand,
Christian Patané Lötbäck, Charlie Orlenius, Derek
Skousen
SGS: Peter Liao
CTTL: Xudong An, Justin Liu, Can Sun, Shawn Wu
Sony Mobile: Thomas Bolin, Beny Dong, Jun Wang
ETS-Lindgren: Faris Alhorr, Garth D’Abreu,
Michael Foegelle, Jun Luo, Edwin Mendivil
Spirent Communications: Ron Borsato, Doug Reed,
Alfonso Rodriguez-Herrera
General Test Systems: Kefeng Liu
Sprint: Chris Hiesberger, Drew Liszewski
Sporton: Elvis Yen, Lorien Chang
Intel: Jagjit Singh Ahsta,Xavier Carreño, Anatoliy Ioffe,
Mikael Bergholz Knudsen, Günter Krenz,
Tommy Nielsen, Hassan Yaghoobi, Boyan Yanakiev
TMC: Justin Liu, Can Sun
Keysight Technologies: Satish Dhanasekaran,
Steve Duffy, Ya Jing, Hongwei Kong, Moray Rumney,
Xu Zhao
T-Mobile USA: Adeel Ahmad
Motorola Mobility: Tyler Brown, Eric Krenz,
Paul Moller, Istvan Szini
Verizon Wireless: Andrew Youtz
Nokia: Randy Leenerts, Kevin Li, Pertti Mäkikyrö,
Mia Nurkkala
Certification Program Test Plan
April 2018 4 Version 1.2
Table of Contents
Section 1 Introduction ......................................................................................................................... 7
1.1 Purpose ............................................................................................................................ 7
1.2 Scope ................................................................................................................................ 7
1.3 Applicable Documents .................................................................................................... 7
1.4 Acronyms and Definitions .............................................................................................. 8
1.5 MIMO OTA Test Overview ............................................................................................... 8
1.6 MIMO Equipment under Test and Accessories-The Wireless Device........................ 9
1.7 Wireless Device Documentation .................................................................................... 9
1.8 Over-the-Air Test System ............................................................................................... 9
1.8.1 Multi-Probe Anechoic Chamber (MPAC) ......................................................... 9
Section 2 MIMO Receiver Performance Assessment (Open-Loop Spatial Multiplexing) ........... 12
2.1 MPAC General Description .......................................................................................... 12
2.2 MPAC System Setup ..................................................................................................... 12
2.2.1 MPAC Ripple Test ......................................................................................... 12
2.2.2 MPAC Calibration .......................................................................................... 12
2.3 EUT Positioning within the MPAC Test Volume ......................................................... 23
2.3.1 EUT Free-Space Orientation within the MPAC Test Zone ............................ 23
2.3.2 MPAC EUT Orientation within the Test Zone using Phantoms ..................... 23
2.3.3 Maximum EUT Antenna Spacing and Placement of EUT within the Test Zone
24
2.4 MIMO Average Radiated SIR Sensitivity (MARSS)..................................................... 28
2.4.1 Introduction .................................................................................................... 28
2.4.2 eNodeB Emulator Configuration .................................................................... 28
2.4.3 Channel Model Definition .............................................................................. 33
2.4.4 Channel Model Emulation of the Base Station Antenna Pattern .................. 35
2.4.5 Signal to Interference Ratio (SIR) Control for MARSS Measurement .......... 35
2.5 MPAC MIMO OTA Test Requirements ......................................................................... 44
2.5.1 Introduction .................................................................................................... 44
2.5.2 Throughput Calculation ................................................................................. 44
2.5.3 MIMO OTA Test Frequencies ....................................................................... 45
2.6 MPAC MIMO OTA Test Methodology .......................................................................... 45
2.6.1 Introduction .................................................................................................... 45
2.6.2 SIR-Controlled Test Procedure Using the MPAC ......................................... 45
2.6.3 MARSS Figure of Merit.................................................................................. 46
Section 3 Transmit Diversity Receiver Performance Evaluation .................................................. 48
Section 4 Implementation Conformance Statements Applicable to MIMO and Transmit
Diversity OTA Performance Measurement ............................................................................................. 49
Section 5 Measurement Uncertainty ................................................................................................ 50
5.1 Introduction .................................................................................................................... 50
5.2 Common Uncertainty Contributions due to Mismatch .............................................. 51
5.3 Common Uncertainty Contributions for a Receiving Device .................................... 52
Certification Program Test Plan
April 2018 5 Version 1.2
5.4 Common Uncertainty Contributions for a Signal Source ......................................... 53
5.5 Common Uncertainty Contributions for Measurement/Probe Antennas ................ 53
5.5.1 Substitution Components .............................................................................. 53
5.6 Common Uncertainty Contributions for Measurement Setup .................................. 54
5.6.1 Offset of the Phase Center of the Calibrated Reference Antenna from
Axis(es) of Rotation ....................................................................................................... 54
5.6.2 Influence of the Ambient Temperature on the Test Equipment .................... 54
5.6.3 Miscellaneous Uncertainty ............................................................................ 54
5.6.4 Minimum Downlink/Interference Power Step Size: ....................................... 54
5.7 Typical Uncertainty Contributions for External Amplifier ......................................... 55
5.7.1 Gain ............................................................................................................... 55
5.7.2 Mismatch ....................................................................................................... 55
5.7.3 Stability .......................................................................................................... 55
5.7.4 Linearity ......................................................................................................... 56
5.7.5 Amplifier Noise Figure/Noise Floor ................................................................ 56
5.8 Common Uncertainty Contributions for EUT ............................................................. 56
5.8.1 Measurement Setup Repeatability ................................................................ 56
5.8.2 Effect of Ripple on EUT Measurement .......................................................... 57
5.9 Typical Uncertainty Contributions for Reference Measurement .............................. 57
5.9.1 Effect of Ripple on Range Reference Measurements ................................... 57
5.10 Path Loss Measurement Uncertainty .......................................................................... 58
5.10.1 Substitution Components: ............................................................................. 59
5.11 Summary of Common Uncertainty Contributions for MIMO Receiver Performance
59
5.12 Combined and Expanded Uncertainties for Overall MIMO Receiver Performance 60
5.12.1 Compliance Criteria for the Overall MIMO Receiver Performance Uncertainty
61
5.13 Combined and Expanded Uncertainties and Compliance Criteria for the Transmit
Diversity Receiver Performance .................................................................................................. 61
Appendix A—Validation and Verification of Test Environments and Test Conditions (Normative) 62
A.1 Measurement Instrument Overview ................................................................................ 62
A.1.1 Measurement instruments and Setup ........................................................... 62
A.1.2 Network Analyzer (VNA) Setup ..................................................................... 62
A.1.3 Spectrum Analyzer (SA) Setup ..................................................................... 63
A.2 Validation of the MPAC MIMO OTA Test Environment and Test Conditions ............. 64
A.2.1 Validation of SIR-Controlled MPAC Test Environment ................................. 64
A.2.2 Validation of Doppler/Temporal Correlation for MPAC ................................. 66
A.2.3 Validation of MPAC Spatial Correlation......................................................... 70
A.2.4 Validation of Cross-Polarization for MPAC.................................................... 74
A.2.5 Input Phase Calibration Validation (Normative) ............................................ 76
Appendix B — Validation of Transmit Diversity Receiver Performance Test Environments and Test
Conditions 77
Appendix C — Reporting Test Results (Normative) .............................................................................. 78
C.1 MARSS Radiated Measurement Data Format ................................................................ 78
C.2 Transmit Diversity Radiated Measurement Data Format.............................................. 78
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