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SIGNAL PROCESSING FOR 5G
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两位IEEE Fellow(Fa-Long Luo和Jianzhong Zhang)编辑的关于5G通信的介绍
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SIGNAL PROCESSING
FOR 5G
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SIGNAL PROCESSING
FOR 5G
ALGORITHMS AND
IMPLEMENTATIONS
Edited by
Fa-Long Luo, Ph.D., IEEE Fellow
Charlie (Jianzhong) Zhang, Ph.D., IEEE Fellow
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This edition rst published 2016
© 2016 John Wiley & Sons, Ltd
Registered ofce
John Wiley & Sons Ltd, The Atrium, Southern Gate, Chichester, West Sussex, PO19 8SQ, United
Kingdom
For details of our global editorial ofces, for customer services and for information about how to apply
for permission to reuse the copyright material in this book please see our website at www.wiley.com.
The right of the author to be identied as the author of this work has been asserted in accordance with
the Copyright, Designs and Patents Act 1988.
All rights reserved. No part of this publication may be reproduced, stored in a retrieval system, or
transmitted, in any form or by any means, electronic, mechanical, photocopying, recording or
otherwise, except as permitted by the UK Copyright, Designs and Patents Act 1988, without the prior
permission of the publisher.
Wiley also publishes its books in a variety of electronic formats. Some content that appears in print
may not be available in electronic books.
Designations used by companies to distinguish their products are often claimed as trademarks. All
brand names and product names used in this book are trade names, service marks, trademarks or
registered trademarks of their respective owners. The publisher is not associated with any product or
vendor mentioned in this book.
Limit of Liability/Disclaimer of Warranty: While the publisher and author have used their best efforts
in preparing this book, they make no representations or warranties with respect to the accuracy or
completeness of the contents of this book and specically disclaim any implied warranties of
merchantability or tness for a particular purpose. It is sold on the understanding that the publisher is
not engaged in rendering professional services and neither the publisher nor the author shall be liable
for damages arising herefrom. If professional advice or other expert assistance is required, the services
of a competent professional should be sought.
Library of Congress Cataloging-in-Publication Data
Names: Luo, Fa-Long, editor. | Zhang, Charlie, editor.
Title: Signal processing for 5G : algorithms and implementations / edited by
Fa-Long Luo, Charlie Zhang.
Description: Chichester, West Sussex, United Kingdom : John Wiley & Sons
Inc., [2016] | Includes bibliographical references and index.
Identiers: LCCN 2016010334| ISBN 9781119116462 (cloth) | ISBN 9781119116486
(epub) | ISBN 9781119116479 (Adobe PDF)
Subjects: LCSH: Signal processing–Digital techniques–Mathematics. | Mobile
communication systems–Standards. | Wireless communication
systems–Standards. | Computer algorithms.
Classication: LCC TK5102.9 .S5423 2016 | DDC 621.3845/6–dc23 LC record available at
https://lccn.loc.gov/2016010334
A catalogue record for this book is available from the British Library.
Set in 10/12pt, TimesLTStd by SPi Global, Chennai, India.
1 2016
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Contents
Preface xvii
List of Contributors xxv
Part I MODULATION, CODING AND WAVEFORM FOR 5G
1 An Introduction to Modulations and Waveforms for 5G Networks 3
Stefano Buzzi, Alessandro Ugolini, Alessio Zappone and Giulio Colavolpe
1.1 Motivation and Background 3
1.1.1 The LTE Solution: OFDM and SC-FDMA 6
1.2 New Modulation Formats: FBMC, GFDM, BFDM, UFMC and TFP 7
1.2.1 Filter-bank Multicarrier 7
1.2.2 Generalized Frequency Division Multiplexing 10
1.2.3 Bi-orthogonal Frequency Division Multiplexing 13
1.2.4 Universal Filtered Multicarrier 14
1.2.5 Time-frequency Packing 15
1.2.6 Single-carrier Schemes 18
1.3 Waveform Choice 19
1.4 Discussion and Concluding Remarks 20
References 22
2 Faster-than-Nyquist Signaling for 5G Communication 24
John B. Anderson
2.1 Introduction to FTN Signaling 25
2.1.1 Denition of FTN: FTN from Detection Theory 26
2.1.2 The Shannon Limit for FTN 31
2.1.3 Summary 32
2.2 Time FTN: Receivers and Performance 32
2.2.1 The BCJR Algorithm and Iterative Decoding 33
2.2.2 Binary Coded FTN Performance 36
2.2.3 Four-level Coded FTN 38
2.2.4 Summary 41
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vi Contents
2.3 Frequency FTN Signaling 41
2.3.1 Denition of Frequency FTN 41
2.3.2 Implementation of Frequency FTN 44
2.3.3 Summary 44
2.4 Summary of the Chapter 45
References 46
3 From OFDM to FBMC: Principles and Comparisons 47
Wei Jiang and Thomas Kaiser
3.1 Introduction 47
3.2 The Filter Bank 49
3.2.1 The Synthesis Filters 49
3.2.2 The Analysis Filters 51
3.3 Polyphase Implementation 53
3.4 OFDM 55
3.4.1 Cyclic Prex 56
3.4.2 Guard Band 60
3.5 FBMC 61
3.6 Comparison of FBMC and Filtered OFDM 62
3.6.1 Classical Approaches to Sidelobe Suppression 63
3.6.2 Performance 64
3.6.3 Complexity 65
3.7 Conclusion 65
References 66
4 Filter Bank Multicarrier for Massive MIMO 67
Arman Farhang, Nicola Marchetti and Behrouz Farhang-Boroujeny
4.1 System Model and FBMC Formulation in Massive MIMO 69
4.1.1 Polyphase-based CMT in Massive MIMO 69
4.1.2 FS-based CMT in Massive MIMO 72
4.2 Self-equalization Property of FBMC in Massive MIMO 74
4.2.1 Numerical Study of Polyphase-based CMT in a Massive MIMO Channel 75
4.2.2 Numerical Study of FS-based CMT in a Massive MIMO Channel 79
4.3 Comparison with OFDM 80
4.4 Blind Equalization and Pilot Decontamination 82
4.4.1 Simulation Results 85
4.5 Conclusion 87
References 88
5 Bandwidth-compressed Multicarrier Communication: SEFDM 90
Izzat Darwazeh, Tongyang Xu and Ryan C Grammenos
5.1 Introduction 91
5.2 SEFDM Fundamentals 93
5.2.1 The Principle of SEFDM 93
5.2.2 Generation of SEFDM Signals 95
5.2.3 Detection of SEFDM Signals 97
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