ETSI TS 102 221 V14.2.0:通用UICC终端接口技术规范

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ETSI TS 102 221 V14.2.0 (2019-07)，即《智能卡;UICC-终端交互接口;物理与逻辑特性》，是欧洲电信标准化组织(ETSI)发布的一项重要标准。这份技术规范主要针对的是通用的终端/集成电路卡(ICC)接口设计，目标是确保ICC与终端之间的互操作性，无论制造商、卡片发行商还是运营商如何，都能实现无缝对接。UICC，全称为Universal Integrated Circuit Card，是一种广泛应用于移动通信中的可插拔式卡片，常用于GSM、4G和5G网络中，如SIM卡。标准定义了UICC与终端之间的物理接口和逻辑特性，包括但不限于数据传输速率、电源管理、安全功能以及命令集等。它详细规定了如何通过这些接口进行数据交换，以支持不同设备间的通信和应用服务。例如，它可能涉及SIM卡与手机之间的鉴权过程，或者在4G/5G网络中对用户身份的验证和网络配置。该版本的102.221标准在Release 14中得到了更新和完善，旨在提升系统的兼容性和安全性。用户可以访问ETSI官方网站<http://www.etsi.org/standards-search>下载最新的PDF文档，同时要注意，ETSI的标准可能会随着技术发展和市场需求的变化而进行修订或更新，因此使用时应确保查阅的是最官方的版本。关键词包括"USIM", "UICC", "SIM", "102.221"等，这些术语反映了标准的核心内容。对于从事SIM卡、移动通信系统或相关技术研究的专业人士来说，这份标准提供了关键的技术指南和参考依据，对于保证设备间通信的稳定性、效率和安全性具有重要意义。此外，标准制定者还强调了未经ETSI书面授权，不得擅自修改电子或纸质版本的内容，以维护标准的权威性。 ETSI TS 102 221 V14.2.0 (2019-07) 是一项基础且实用的通信行业标准，对于理解并开发UICC与终端的交互接口，确保全球范围内移动通信设备的互操作性具有不可替代的作用。

ETSI

ETSI TS 102 221

V14.2.0 (2019

07)

Release 14

2.2 Informative references

References are either specific (identified by date of publication and/or edition number or version number) or

non-specific. For specific references, only the cited version applies. For non-specific references, the latest version of the

referenced document (including any amendments) applies.

• In the case of a reference to a TC SCP document, a non-specific reference implicitly refers to the latest version

of that document in the same Release as the present document.

NOTE: While any hyperlinks included in this clause were valid at the time of publication, ETSI cannot guarantee

their long term validity.

The following referenced documents are not necessary for the application of the present document but they assist the

user with regard to a particular subject area.

[i.1] ISO/IEC 7811-3: "Identification cards - Recording technique - Part 3: Location of embossed

characters on ID-1 cards".

3 Definition of terms, symbols, abbreviations and

coding conventions

3.1 Terms

For the purposes of the present document, the following terms apply:

1,8 V technology smart card: smart card operating at 1,8 V ± 10 % and 3 V ± 10 %

1,8 V technology terminal: terminal operating the smart card - terminal interface at 1,8 V ± 10 % and 3 V ± 10 %

3 V technology smart card: smart card operating at 3 V ± 10 % and 5 V ± 10 %

3 V technology terminal: terminal operating the smart card - terminal interface at 3 V ± 10 % and 5 V ± 10 %

4FF: fourth format of UICC

access conditions: set of security attributes associated with a file

ADM: access condition to an EF which is under the control of the authority which creates this file

application: set of security mechanisms, files, data and protocols (excluding transmission protocols)

NOTE: An application can be a first level application and/or a second level application.

application DF: entry point to an application

application protocol: set of procedures required by the application

bearer independent protocol: mechanism by which the terminal provides the UICC with access to the data bearers

supported by the terminal and the network

NOTE: Part of CAT.

Card Application Toolkit (CAT): As specified in ETSI TS 102 223 [4].

card session: link between the card and the external world, using APDUs, starting with the ATR and ending with a

subsequent reset or a deactivation of the card

NOTE: A card session may take place either over the electrical interface specified in the present document or

over the Smart Card functional interface specified in ETSI TS 102 600 [18].

ETSI

ETSI TS 102 221 V14.2.0 (2019

07)

Release 14

channel session: link between the card and the external world during a card session on a given logical channel, starting

with the opening of the logical channel and ending with the closure of the logical channel or the termination of the card

session

class A operating conditions: terminal or a smart card operating at 5 V ± 10 %

class B operating conditions: terminal or a smart card operating at 3 V ± 10 %

class C operating conditions: terminal or a smart card operating at 1,8 V ± 10 %

current directory: latest MF, DF or ADF selected

current EF: latest EF selected

current file: current EF, if an EF is selected, else the current directory

data object: information coded as TLV objects, i.e. consisting of a Tag, a Length and a Value part

Dedicated File (DF): file containing access conditions and, optionally, Elementary Files (Efs) or other Dedicated Files

(DFs)

directory: general term for MF, DF and ADF

Elementary File (EF): file containing access conditions and data and no other files

file: directory or an organized set of bytes or records in the UICC

file identifier: 2 bytes which address a file in the UICC

first level application: selectable application that is indicated in EF

DIR

under the MF

EXAMPLE: A USIM application.

function: contains a command and a response pair

GSM session: part of the card session dedicated to the GSM operation

ID-1 UICC: UICC having the format of an ID-1 card

NOTE: See ISO/IEC 7816-1 [9].

Lc: length of command data sent by the application layer in a case 3 or 4 Command

Le: maximum length of data expected by the application layer in response to a case 2 or 4 Command

Lr: length of data sent back to the terminal by the UICC in response to a case 2 or 4 Command

Luicc: exact length of data available in the UICC to be returned in response to the case 2 or 4 Command received by

the UICC

Master File (MF): unique mandatory file containing access conditions and optionally DFs and/or Efs

mini-UICC: third format of UICC

multi-application capable terminal: terminal that can support more than one first level application with possibly

separate user verification requirements for each application

multi-application card: card that can have more than one selectable application

multi-session card: card that supports more than one concurrent selectable application session during a card session

multi-verification capable UICC: card that can have more than one first level application and may support separate

user verification requirements for each application

normal USIM operation: relating to general, PIN related, 3G and or GSM security and subscription related procedures

padding: one or more bits appended to a message in order to cause the message to contain the required number of bits

or bytes

ETSI

ETSI TS 102 221 V14.2.0 (2019

07)

Release 14

plug-in UICC: second format of UICC

proactive UICC: UICC which is capable of issuing commands to the terminal

NOTE: Part of CAT.

proactive UICC session: sequence of related CAT commands and responses which starts with the status response

'91XX' (proactive command pending) and ends with a status response of '90 00' (normal ending of command) after

Terminal Response

NOTE: Part of CAT.

record: string of bytes within an EF handled as a single entity

record number: number which identifies a record within an EF

record pointer: pointer which addresses one record in an EF

second level application: application which can only be activated during the session of a first level application

NOTE: A second level application may have an AID. This AID is not to be stored in EF(DIR) unless it is also a

first level application.

selectable application: application that is selectable by an AID according to the process described in

ISO/IEC 7816-4 [12] over the terminal-UICC interface

selectable application session: link between the application and the external world during a card session starting with

the application selection and ending with de-selection or termination of the card session

single verification capable UICC: card that only supports one user verification requirement for all first level

applications

state H: high state on the I/O line (Vcc)

state L: low state on the I/O line (Gnd)

transport layer: layer responsible for transporting Secured Packets through the network

type 1 UICC: UICC which always enters the negotiable mode after a warm reset

type 2 UICC: UICC which always enters the specific mode after a warm reset

USIM session: selectable application session for a USIM application

3.2 Symbols

For the purposes of the present document, the following symbols apply:

Gnd Ground

Fall time

Rise time

Vcc Supply Voltage

Input Voltage (high)

Input Voltage (low)

Output Voltage (high)

Output Voltage (low)

Vpp Programming Voltage

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