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2009-09-24 IEEE 802.16m-09/0034r2
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Project
IEEE 802.16 Broadband Wireless Access Working Group <http://ieee802.org/16>
Title IEEE 802.16m System Description Document (SDD)
Date Submitted
2009-09-24
Source(s) Roshni Srinivasan
Intel Corporation
SDD Editor
Shkumbin Hamiti
Nokia
Former SDD Editor
Voice: +1-408-765-0506
E-mail: roshni.m.srinivasan@intel.com
Voice: +358504837349
E-mail: shkumbin.hamiti@nokia.com
Re:
System Description Document for the P802.16m Advanced Air Interface
Abstract
This document is the approved baseline IEEE 802.16m System Description Document. As
directed by TGm, this document is a revision to IEEE 802.16m-08/0034r1 according to the
comment resolution conducted by TGm in Session #63.5.
Purpose
System description for the IEEE P802.16m draft.
Patent Policy
The contributor is familiar with the IEEE-SA Patent Policy and Procedures:
<http://standards.ieee.org/guides/bylaws/sect6-7.html#6> and
<http://standards.ieee.org/guides/opman/sect6.html#6.3>.
Further information is located at <http://standards.ieee.org/board/pat/pat-material.html> and
<http://standards.ieee.org/board/pat>.
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2009-09-24 IEEE 802.16m-09/0034r2
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Table of Contents
1
Scope .................................................................................................................................................. 15
2 References.......................................................................................................................................... 16
3 Definitions, Symbols, Abbreviations ............................................................................................... 17
3.1 Definitions................................................................................................................................. 17
3.2 Abbreviations ............................................................................................................................ 18
4 Overall Network Architecture......................................................................................................... 22
5 IEEE 802.16m System Reference Model......................................................................................... 24
6 Advanced Mobile Station State Diagrams...................................................................................... 25
6.1 Initialization State ..................................................................................................................... 26
6.2 Access State............................................................................................................................... 27
6.3 Connected State......................................................................................................................... 27
6.3.1 Active Mode ......................................................................................................................... 28
6.3.2 Sleep Mode........................................................................................................................... 28
6.3.3 Scanning Mode..................................................................................................................... 28
6.4 Idle State.................................................................................................................................... 28
6.4.1 Paging Available Mode......................................................................................................... 29
6.4.2 Paging Unavailable Mode..................................................................................................... 29
7 Frequency Bands............................................................................................................................... 29
8 IEEE 802.16m Air-Interface Protocol Structure............................................................................ 29
8.1 The IEEE 802.16m Protocol Structure...................................................................................... 30
8.1.1 AMS/ABS Data Plane Processing Flow............................................................................... 33
8.1.2 The AMS/ABS Control Plane Processing Flow ................................................................... 33
8.1.3 Multicarrier Support Protocol Structure ............................................................................... 34
8.1.4 Multi-Radio Coexistence Support Protocol Structure .......................................................... 35
8.2 Relay Protocol Structure........................................................................................................... 35
8.3 E-MBS Protocol Structure......................................................................................................... 38
9 Convergence Sublayer...................................................................................................................... 39
10 Medium Access Control Layer ........................................................................................................ 39
10.1 Addressing................................................................................................................................. 39
10.1.1 MAC Address .................................................................................................................. 40
10.1.2 Logical Identifiers............................................................................................................ 40
10.1.2.1 Station Identifier (STID) ............................................................................................. 40
10.1.2.2 Flow Identifier (FID)................................................................................................... 40
10.2 HARQ Functions ....................................................................................................................... 40
10.2.1 HARQ in the Downlink ................................................................................................... 40
10.2.1.1 HARQ Timing and Protocol ....................................................................................... 40
10.2.1.2 HARQ Operation with Persistent and Group Allocation ............................................ 41
10.2.2 HARQ in the Uplink........................................................................................................ 42
2009-09-24 IEEE 802.16m-09/0034r2
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10.2.2.1 HARQ Timing and Protocol ....................................................................................... 42
10.2.2.2 HARQ Operation with Persistent and Group Allocation ............................................ 43
10.2.3 HARQ and ARQ Interactions .......................................................................................... 43
10.3 Handover................................................................................................................................... 43
10.3.1 Network Topology Acquisition ....................................................................................... 43
10.3.1.1 Network Topology Advertisement.............................................................................. 43
10.3.1.2 Scanning Procedure..................................................................................................... 43
10.3.2 Handover Process ............................................................................................................ 44
10.3.2.1 HO Framework ........................................................................................................... 44
10.3.2.2 HO Procedure.............................................................................................................. 45
10.3.2.2.1 HO initiation ......................................................................................................... 45
10.3.2.2.2 HO Preparation ..................................................................................................... 45
10.3.2.2.3 HO Execution ....................................................................................................... 45
10.3.2.2.4 HO Cancellation ................................................................................................... 46
10.3.2.3 Network Re-entry........................................................................................................ 46
10.3.3 Handover Process Supporting WirelessMAN OFDMA R1 Reference System............... 46
10.3.3.1 Network Topology Acquisition................................................................................... 46
10.3.3.2 Handover from R1 BS to ABS.................................................................................... 46
10.3.3.3 Handover from ABS to R1 BS.................................................................................... 46
10.3.4 Inter-RAT Handover Procedure....................................................................................... 47
10.3.4.1 Network Topology Acquisition................................................................................... 47
10.3.4.2 Generic Inter-RAT HO procedure............................................................................... 47
10.3.4.3 Enhanced Inter-RAT HO procedure............................................................................ 47
10.3.4.3.1 Dual Transmitter/Dual Receiver Support ............................................................. 47
10.3.4.3.2 Single Transmitter/Single Receiver Support......................................................... 47
10.4 ARQ........................................................................................................................................... 47
10.4.1 ARQ Block Usage ........................................................................................................... 47
10.4.2 ARQ Feedback................................................................................................................. 48
10.4.3 ARQ Parameters .............................................................................................................. 48
10.4.4 ARQ State Machine Variables......................................................................................... 48
10.4.5 ARQ Operation................................................................................................................ 49
10.4.5.1 Transmitter State Machine .......................................................................................... 49
10.4.5.2 Receiver State Machine............................................................................................... 49
10.4.5.3 SDU Reconstruction and In-order Delivery................................................................ 50
10.4.5.4 ARQ reset procedure................................................................................................... 50
10.4.5.5 ARQ purge procedure ................................................................................................. 50
10.4.5.6 ARQ Synchronization loss.......................................................................................... 50
10.5 Power Management................................................................................................................... 50
10.5.1 Sleep Mode ......................................................................................................................51
10.5.1.1 Introduction................................................................................................................. 51
10.5.1.2 Sleep Mode Entry........................................................................................................ 51
10.5.1.3 Sleep Mode Operations............................................................................................... 51
10.5.1.3.1 Sleep Cycle Operation .......................................................................................... 51
10.5.1.3.2 Sleep Window Operation...................................................................................... 51
10.5.1.3.3 Listening Window Operation................................................................................ 51
10.5.1.3.3.1 Traffic Indication .......................................................................................... 51
10.5.1.3.3.2 Listening Window Extension........................................................................ 52
10.5.1.3.4 Sleep Mode Exit ................................................................................................... 52
10.5.2 Idle Mode......................................................................................................................... 52
10.5.2.1 Paging Procedure ........................................................................................................ 52
10.5.2.1.1 ABS Broadcast Paging Message........................................................................... 52
10.5.2.1.2 Operation During Paging Unavailable Interval .................................................... 52
10.5.2.1.3 Operation During Paging Listening Interval......................................................... 52
10.5.2.2 Idle Mode Entry/Exit Procedure ................................................................................. 53
2009-09-24 IEEE 802.16m-09/0034r2
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10.5.2.2.1 Idle Mode Initiation .............................................................................................. 53
10.5.2.2.2 Idle Mode Termination ......................................................................................... 53
10.5.2.3 Location Update.......................................................................................................... 53
10.5.2.3.1 Location Update Trigger Condition...................................................................... 53
10.5.2.3.2 Location Update Procedure .................................................................................. 53
10.5.2.3.2.1 Paging Group Location Update..................................................................... 53
10.5.2.3.2.2 Timer Based Location Update ...................................................................... 53
10.5.2.3.2.3 Power Down Location Update...................................................................... 53
10.5.2.3.2.4 MBS Location Update .................................................................................. 53
10.5.3 Power Management for the Connected Mode.................................................................. 54
10.6 Security...................................................................................................................................... 54
10.6.1 Security Architecture ....................................................................................................... 54
10.6.2 Authentication..................................................................................................................55
10.6.3 Key Management Protocol .............................................................................................. 55
10.6.3.1 Key Derivation............................................................................................................ 55
10.6.3.2 Key Exchange ............................................................................................................. 56
10.6.3.3 Key Usage................................................................................................................... 56
10.6.4 Security Association Management................................................................................... 57
10.6.5 Cryptographic Methods ................................................................................................... 57
10.6.5.1 Data Encryption Methods ........................................................................................... 58
10.6.5.1.1 AES in CCM mode............................................................................................... 58
10.6.5.1.2 AES in CTR mode................................................................................................ 58
10.6.5.1.3 Multiplexing and Encryption of MPDUs.............................................................. 58
10.6.5.2 Control Plane Signaling Protection ............................................................................. 58
10.6.5.2.1 Management Message Protection ......................................................................... 58
10.6.6 AMS Privacy.................................................................................................................... 59
10.7 Convergence Sublayer............................................................................................................... 59
10.8 Network Entry ........................................................................................................................... 59
10.9 Connection Management...........................................................................................................60
10.9.1 Management Connections................................................................................................ 60
10.9.2 Transport Connections..................................................................................................... 61
10.9.3 Emergency Service Flows................................................................................................ 61
10.10 QoS............................................................................................................................................ 61
10.10.1 Scheduling Services......................................................................................................... 61
10.10.2 Adaptive Granting and Polling ........................................................................................ 61
10.11 MAC Control............................................................................................................................. 61
10.12 MAC PDU Formats................................................................................................................... 62
10.12.1 MAC Header Formats...................................................................................................... 62
10.12.1.1 Generic MAC Header............................................................................................. 62
10.12.1.2 Compact MAC Header........................................................................................... 62
10.12.2 Extended Header.............................................................................................................. 63
10.12.2.1 Fragmentation and Packing Extended Header for Transport Connections............. 63
10.12.2.2 Fragmentation Extended Header for Management Connections............................ 65
10.12.2.3 Multiplexing Extended Header (MEH) .................................................................. 66
10.13 Multi-Radio Coexistence ........................................................................................................... 67
11 Physical Layer................................................................................................................................... 68
11.1 Duplex Modes............................................................................................................................ 68
11.2 Downlink and Uplink Multiple Access Schemes........................................................................ 68
11.3 OFDMA Parameters ................................................................................................................. 68
2009-09-24 IEEE 802.16m-09/0034r2
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11.4 Frame Structure ........................................................................................................................ 70
11.4.1 Basic Frame Structure...................................................................................................... 70
11.4.1.1 Frame Structure for CP=1/8 T
u
................................................................................... 70
11.4.1.2 Frame Structure for CP=1/16 T
u
................................................................................. 71
11.4.2 Frame Structure Supporting Legacy Frames.................................................................... 72
11.4.2.1 The Concept of Time Zones........................................................................................ 73
11.4.2.1.1 Time Zones in TDD.............................................................................................. 73
11.4.2.1.2 Time Zones in FDD .............................................................................................. 74
11.4.3 Relay Support in Frame Structure.................................................................................... 74
11.4.4 Coexistence Support in Frame Structure.......................................................................... 76
11.4.4.1 Adjacent Channel Coexistence with E-UTRA (LTE-TDD)........................................ 76
11.4.4.2 Adjacent Channel Coexistence with UTRA LCR-TDD (TD-SCDMA) ..................... 77
11.5 Downlink Physical Structure.....................................................................................................78
11.5.1 Physical and Logical Resource Unit ................................................................................ 78
11.5.1.1 Distributed Resource Unit........................................................................................... 78
11.5.1.2 Contiguous Resource Unit .......................................................................................... 78
11.5.2 Subchannelization and Resource Mapping ...................................................................... 78
11.5.2.1 Basic Symbol Structure............................................................................................... 78
11.5.2.2 Downlink Resource Unit Mapping ............................................................................. 79
11.5.2.3 Subchannelization for Downlink Distributed Resource Allocation ............................ 79
11.5.2.4 Subchannelization for Downlink Localized Resource ................................................ 80
11.5.3 Pilot Structure .................................................................................................................. 80
11.5.3.1 Pilot Patterns ............................................................................................................... 81
11.5.3.2 E-MBS Zone Specific Pilot for MBSFN..................................................................... 84
11.5.3.3 MIMO Midamble........................................................................................................ 84
11.6 Uplink Physical Structure.......................................................................................................... 84
11.6.1 Physical and Logical Resource Unit ................................................................................ 84
11.6.1.1 Distributed Resource unit............................................................................................ 85
11.6.1.2 Contiguous Resource unit ........................................................................................... 85
11.6.2 Subchannelization and Resource Mapping ...................................................................... 85
11.6.2.1 Basic Symbol Structure............................................................................................... 85
11.6.2.2 Uplink Subcarrier to Resource Unit Mapping............................................................. 85
11.6.2.3 Subchannelization for Uplink Distributed Resource Allocation ................................. 85
11.6.2.4 Subchannelization for Uplink Localized Resource ..................................................... 86
11.6.3 Pilot Structure .................................................................................................................. 86
11.6.4 WirelssMAN-OFDMA System Support.......................................................................... 87
11.6.4.1 Distributed Resource Unit for IEEE 802.16m PUSC.................................................. 87
11.6.4.2 Subchannelization for IEEE 802.16m PUSC.............................................................. 88
11.7 Downlink Control Structure ......................................................................................................88
11.7.1 Downlink Control Information Classification ................................................................. 88
11.7.1.1 Synchronization Information....................................................................................... 88
11.7.1.2 System Configuration Information.............................................................................. 88
11.7.1.3 Extended System Parameters and System Configuration Information........................ 89
11.7.1.4 Control and Signaling for DL Notifications................................................................ 89
11.7.1.5 Control and Signaling for Traffic................................................................................ 89
11.7.2 Transmission of Downlink Control Information.............................................................. 89
11.7.2.1 Advanced Preamble (A-PREAMBLE) ....................................................................... 89
11.7.2.1.1 Advanced Preamble Design Considerations ......................................................... 89
11.7.2.1.1.1 Overhead ....................................................................................................... 89
11.7.2.1.1.2 Synchronization............................................................................................. 90
11.7.2.1.1.3 Coverage ....................................................................................................... 90
11.7.2.1.1.4 Cell IDs ......................................................................................................... 90
11.7.2.1.1.5 MIMO Support and Channel Estimation....................................................... 90
11.7.2.1.1.6 Multi-carrier Multi-bandwidth Support......................................................... 90
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