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首页ISO/IEC DIS 42001-2022:人工智能管理体系草案
ISO IEC DIS 42001-2022(草案)是一项正在制定中的国际标准,它聚焦于信息技术领域的人工智能管理系统。该标准的全称为"Information technology - Artificial intelligence - Management system",其主要适用于ICS分类代码:03.100.70,即信息技术服务管理,以及35.020,即人工智能技术。该标准草案由ISO/IEC JTC1/SC42委员会负责,秘书处由ANSI提供支持。 该草案的投票过程将于2022年11月9日开始,并在2023年2月1日截止。值得注意的是,由于这只是一个草案,它并非国际标准,而是处于公开征求意见和批准的阶段,可能会有所变动。直到正式发布,它才具备作为标准引用的资格。在考虑使用草案时,不仅应评估其在工业、技术、商业和用户应用中的适用性,还可能需要考察它未来成为国家法规参考的可能性。 接收此草案的各方被邀请提交他们的意见,并需告知他们所知的相关专利权,并提供支持性文件。这表明,该标准的制定过程中会考虑到知识产权的保护和规范,以确保所有参与方的权益得到尊重。 ISO/IEC DIS 42001:2022(E)版本是受版权保护的文档,由ISO/IEC于2022年发布。所有权利归ISO/IEC所有,这意味着未经授权的复制或使用可能会侵犯版权。这份草案的发布旨在收集行业专家、用户和技术社区的意见,以便对人工智能管理系统进行标准化,促进其在安全、可靠和可持续性方面的最佳实践发展。参与其中的各方将对构建一个全球范围内统一的人工智能管理体系起到关键作用。
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ISO/IEC 42001:####(X)
© ISO/IEC 202X– All rights reserved 1
Information technology — Artificial intelligence — Management 259
system 260
1 Scope 261
This document specifies the requirements and provides guidance for establishing, implementing, 262
maintaining and continually improving an AI management system within the context of an organization. 263
This document is intended for use by an organization providing or using products or services that utilize 264
AI systems. This document helps the organization develop or use AI systems responsibly in pursuing its 265
objectives and meet applicable regulatory requirements, obligations related to interested parties and 266
expectations from them. 267
This document is applicable to any organization, regardless of size, type and nature, that provides or uses 268
products or services that utilize AI systems. 269
2 Normative references 270
The following documents are referred to in the text in such a way that some or all of their content 271
constitutes requirements of this document. For dated references, only the edition cited applies. For 272
undated references, the latest edition of the referenced document (including any amendments) applies. 273
ISO/IEC 22989:—
1
, Information technology —Artificial intelligence — Artificial intelligence concepts and 274
terminology 275
3 Terms and definitions 276
For the purposes of this document, the terms and definitions given in ISO/IEC 22989:— and the following 277
apply. 278
ISO and IEC maintain terminological databases for use in standardization at the following addresses: 279
— ISO Online browsing platform: available at https://www.iso.org/obp 280
— IEC Electropedia: available at http://www.electropedia.org/ 281
3.1 282
organization 283
person or group of people that has its own functions with responsibilities, authorities and relationships 284
to achieve its objectives (3.6) 285
Note 1 to entry: The concept of organization includes, but is not limited to, sole-trader, company, corporation, firm, 286
enterprise, authority, partnership, charity or institution or part or combination thereof, whether incorporated or 287
not, public or private. 288
Note 2 to entry: If the organization is part of a larger entity, the term “organization” refers only to the part of the 289
larger entity that is within the scope of the AI management system (3.4). 290
3.2 291
interested party (preferred term) 292
stakeholder (admitted term) 293
person or organization (3.1) that can affect, be affected by, or perceive itself to be affected by a decision 294
or activity 295
1
Under preparation. Stage at the time of publication: ISO/IEC PRF 22989:2022.
ISO/IEC DIS 42001:2022(E)
© ISO/IEC 2022 – All rights reserved
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ISO/IEC 42001:####(X)
2 © ISO/IEC 202X– All rights reserved
3.3 296
top management 297
person or group of people who directs and controls an organization (3.1) at the highest level 298
Note 1 to entry: Top management has the power to delegate authority and provide resources within the 299
organization. 300
Note 2 to entry: If the scope of the management system (3.4) covers only part of an organization, then top 301
management refers to those who direct and control that part of the organization. 302
3.4 303
management system 304
set of interrelated or interacting elements of an organization (3.1) to establish policies (3.5) and objectives 305
(3.6), as well as processes (3.8) to achieve those objectives 306
Note 1 to entry: A management system can address a single discipline or several disciplines. 307
Note 2 to entry: The management system elements include the organization’s structure, roles and responsibilities, 308
planning and operation. 309
3.5 310
policy 311
intentions and direction of an organization (3.1) as formally expressed by its top management (3.3) 312
3.6 313
objective 314
result to be achieved 315
Note 1 to entry: An objective can be strategic, tactical, or operational. 316
Note 2 to entry: Objectives can relate to different disciplines (such as finance, health and safety and environment). 317
They can be, for example, organization-wide or specific to a project, product or process (3.8)). 318
Note 3 to entry: An objective can be expressed in other ways, e.g. as an intended result, as a purpose, as an 319
operational criterion, as an AI objective or by the use of other words with similar meaning (e.g. aim, goal, or target). 320
Note 4 to entry: In the context of AI management systems (3.4), AI objectives are set by the organization (3.1), 321
consistent with the AI policy (3.5), to achieve specific results. 322
3.7 323
risk 324
effect of uncertainty 325
Note 1 to entry: An effect is a deviation from the expected — positive or negative. 326
Note 2 to entry: Uncertainty is the state, even partial, of deficiency of information related to, understanding or 327
knowledge of, an event, its consequence, or likelihood. 328
Note 3 to entry: Risk is often characterized by reference to potential events (as defined in ISO Guide 73) and 329
consequences (as defined in ISO Guide 73), or a combination of these. 330
Note 4 to entry: Risk is often expressed in terms of a combination of the consequences of an event (including 331
changes in circumstances) and the associated likelihood (as defined in ISO Guide 73) of occurrence. 332
3.8 333
process 334
set of interrelated or interacting activities that uses or transforms inputs to deliver a result. 335
Note 1 to entry: Whether the result of a process is called an output, a product or a service depends on the context 336
of the reference. 337
ISO/IEC DIS 42001:2022(E)
© ISO/IEC 2022 – All rights reserved
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