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实分析_stein课后题答案,real analysis Stein solution.。。。。。。。。
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Chapter 1.6, Page 37
Problem 2:
(a) Prove that x is in the Cantor set iff x has a ternary expansion that
uses only 0’s and 2’s.
(b) The Cantor-Lebesgue function is defined on the Cantor set by writ-
ing x’s ternary expansion in 0’s and 2’s, switching 2’s to 1’s, and
re-interpreting as a binary expansion. Show that this is well-defined
and continuous, F (0) = 0, and F (1) = 1.
(c) Prove that F is surjective onto [0, 1].
(d) Show how to extend F to a continuous function on [0, 1].
Solution.
(a) The nth iteration of the Cantor set removes the open segment(s) con-
sisting of all numbers with a 1 in the nth place of the ternary expansion.
Thus, the numbers remaining after n iterations will have only 0’s and
2’s in the first n places. So the numbers remaining at the end are pre-
cisely those with only 0’s and 2’s in all places. (Note: Some numbers
have a non-unique ternary representation, namely those that have a
representation that terminates. For these, we choose the infinitely re-
peating representation instead; if it consists of all 0’s and 2’s, it is in
the Cantor set. This works because we remove an open interval each
time, and numbers with terminating representations are the endpoints
of one of the intervals removed.)
(b) First, we show that this is well-defined. The only possible problem is
that some numbers have more than one ternary representation. How-
ever, such numbers can have only one representation that consists of
all 0’s and 2’s. This is because the only problems arise when one rep-
resentation terminates and another doesn’t. Now if a representation
terminates, it must end in a 2 if it contains all 0’s and 2’s. But then
the other representation ends with 12222... and therefore contains a
1.
Next we show F is continuous on the Cantor set; given > 0, choose
k such that
1
2
k
< . Then if we let δ =
1
3
k
, any numbers within δ will
agree in their first k places, which means that the first k places of their
images will also agree, so that their images are within
1
2
k
< of each
other.
The equalities F (0) = 0 and F (1) = 1 are obvious; for the latter,
1 = 0.2222 . . . so F (1) = 0.1111 ··· = 1.
(c) Let x ∈ [0, 1]. Choose any binary expansion of x, replace the 0’s with
2’s, and re-interpret as a ternary expansion. By part (a), this will
produce a member of the Cantor set whose image is x. (Note: Their
may be more than one preimage of x, e.g. F (
1
3
) = F (
2
3
) =
1
2
.)
(d) First, note that F is increasing on the Cantor set C. Now let
G(x) = sup{F (y) : y ≤ x, y ∈ C}.
Note that G(x) = F (x) for x ∈ C because F is increasing. G is
continuous at points not in C, because
¯
C is open, so if z ∈
¯
C, there
is a neighborhood of z on which G is constant. To show that G is
continuous on C, let x ∈ C and use the continuity of F (part b) to
1
![](https://csdnimg.cn/release/download_crawler_static/12788598/bg2.jpg)
2
choose δ > 0 such that |G(x) −G(z) < for z ∈ C, |x −z| < δ. Choose
z
1
∈ (x − δ, x), z
2
∈ (x, x + δ) and let δ
0
< min(x − z
1
, z
2
− x). Then
for |y − x| < δ
0
, if y ∈ C we automatically have |F (y) − F (x)| < . If
y /∈ C but y < x, G(x) > G(y) ≥ G(z
1
) > G(x) −; similarly, if y /∈ C
but y > x, G(x) < G(y) ≤ G(z
2
) < G(x) + .
Problem 3: Suppose that instead of removing the middle third of the seg-
ment at each step, we remove the middle ξ, where 0 < ξ < 1.
(a) Prove that the complement of C
ξ
is the union of open intervals with
total length 1.
(b) Prove directly that m
∗
(C
ξ
) = 0.
Solution.
(a) At the nth step (starting at n = 0), we remove 2
n
segments, each of
length ξ
1−ξ
2
n
. The total length of these segments is
∞
X
n=0
2
n
ξ
1 − ξ
2
n
= ξ
∞
X
n=0
1
(1 − ξ)
n
= ξ
1
1 − (1 − ξ)
= 1.
(b) If C
n
is the set remaining after n iterations, then C
n
is a union of 2
n
segments of length
1−ξ
2
n
. So
m(C
n
) = (1 − ξ)
n
.
Note that m(C
n
) → 0. Since each C
n
is a covering of C by almost
disjoint cubes, the infimum of the measures of such coverings is 0.
Problem 4: Construct a closed set
ˆ
C so that at the kth stage of the con-
struction one removes 2
k−1
centrally situated open intervals each of length
`
k
, with
`
1
+ 2`
2
+ ··· + 2
k−1
`
k
< 1.
(a) If `
j
are chosen small enough, then
P
∞
k=1
2
k−1
`
k
< 1. In this case,
show that m(
ˆ
C) > 0, and in fact,
m(
ˆ
C) = 1 −
∞
X
k=1
2
k−1
`
k
.
(b) Show that if x ∈
ˆ
C, then there exists a sequence x
n
such that x
n
/∈
ˆ
C,
yet x
n
→ x and x
n
∈ I
n
, where I
n
is a sub-interval in the complement
of
ˆ
C with |I
n
| → 0.
(c) Prove as a consequence that
ˆ
C is perfect, and contains no open interval.
(d) Show also that
ˆ
C is uncountable.
Solution.
(a) Let C
k
denote the set remaining after k iterations of this process, with
C
0
being the unit segment. Then
m([0, 1] \ C
k
) =
k
X
j=1
2
j
`
j
![](https://csdnimg.cn/release/download_crawler_static/12788598/bg3.jpg)
3
since [0, 1] \ C
k
is a union of disjoint segments with this total length.
Then
m(C
k
) = 1 −
k
X
j=1
2
j
`
j
.
Now C
k
&
ˆ
C, so by Corollary 3.3,
m(
ˆ
C) = lim
n→∞
m(C
k
) = 1 −
∞
X
k=1
2
k
`
k
.
(b) For k = 1, 2, . . . , let J
k
be the interval of C
k
which contains x. Let I
n
be the interval in
ˆ
C
c
which is concentric with J
n−1
. (Thus, at the nth
step of the iteration, the interval I
n
is used to bisect the interval J
n−1
.)
Let x
n
be the center of I
n
. Then x
n
∈
ˆ
C
c
. Moreover, |x
n
−x| ≤ |J
n−1
|
since J
n−1
contains both x
n
and x. Since the maximum length of the
intervals in C
n
tends to 0, this implies x
n
→ x. Finally, x
n
∈ I
n
⊂
ˆ
C
c
,
and I
n
⊂ J
n−1
⇒ |I
n
| → 0.
(c) Clearly
ˆ
C is closed since it is the intersection of the closed sets C
n
. To
prove it contains no isolated points, we use the same construction from
the previous part. Let x ∈
ˆ
C. This time, let x
n
be an endpoint of I
n
,
rather than the center. (We can actually take either endpoint, but for
specificity, we’ll take the one nearer to x.) Because I
n
is constructed
as an open interval, its endpoints lie in C
n
. Moreover, successive
iterations will not delete these endpoints because the kth iteration
only deletes points from the interior of C
k−1
. So x
n
∈
ˆ
C. We also
have |x
n
− x| ≤ J
n
as before, so that x
n
→ x. Hence x is not an
isolated point. This proves that
ˆ
C is perfect.
(d) We will construct an injection from the set of infinite 0-1 sequences
into
ˆ
C. To do this, we number the sub-intervals of C
k
in order from
left to right. For example, C
2
contains four intervals, which we denote
I
00
, I
01
, I
10
, and I
11
. Now, given a sequence a = a
1
, a
2
, . . . of 0’s and
1’s, let I
a
n
denote the interval in C
n
whose subscript matches the first
n terms of a. (For instance, if a = 0, 1, 0, 0, . . . then I
a
4
= I
0100
⊂ C
4
.)
Finally, let
x ∈
∞
\
n=1
I
a
n
.
This intersection is nonempty because I
a
n+1
⊂ I
a
n
, and the intersection
of nested closed intervals is nonempty. On the other hand, it contains
only one point, since the length of the intervals tends to 0. Thus, we
have constructed a unique point in
ˆ
C corresponding to the sequence a.
Since there is an injection from the uncountable set of 0-1 sequences
into
ˆ
C,
ˆ
C is also uncountable.
Problem 5: Suppose E is a given set, and and O
n
is the open set
O
n
= {x : d(x, E) <
1
n
}.
Show that
![](https://csdnimg.cn/release/download_crawler_static/12788598/bg4.jpg)
4
(a) If E is compact, then m(E) = lim
n→∞
m(O
n
).
(b) However, the conclusion in (a) may be false for E closed and un-
bounded, or for E open and bounded.
Proof. (a) First note that for any set E,
¯
E =
∞
\
n=1
O
n
since the closure of E consists of precisely those points whose distance
to E is 0. Now if E is compact, it equals its closure, so
E =
∞
\
n=1
O
n
.
Note also that O
n+1
⊂ O
n
, so that O
n
& E. Now since E is bounded,
it is a subset of the sphere B
N
(0) for some N. Then O
1
⊂ B
N+1
(0),
so that m(O
1
) < ∞. Thus, by part (ii) of Corollary 3.3,
m(E) = lim
n→∞
m(O
n
).
(b) Suppose E = Z ⊂ R. Then m(O
n
) = ∞ for all n, since O
n
is a
collection of infinitely many intervals of length
2
n
. However, m(Z) = 0.
This shows that a closed unbounded set may not work. To construct a
bounded open counterexample, we need an open set whose boundary
has positive measure. To accomplish this, we use one of the Cantor-
like sets
ˆ
C from Problem 4, with the `
j
chosen such that m(
ˆ
C) > 0.
Let E = [0, 1]\
ˆ
C. Then E is clearly open and bounded. The boundary
of E is precisely
ˆ
C, since
ˆ
C contains no interval and hence has empty
interior. (This shows that the boundary of E contains
ˆ
C; conversely,
it cannot contain any points of E because E is open, so it is exactly
equal to
ˆ
C.) Hence
¯
E = E ∪ ∂E = [0, 1]. Now
O
n
=
x ∈ R : d(x, E) <
1
n
=
x ∈ R : d(x,
¯
E) <
1
n
=
−
1
n
, 1 +
1
n
.
Clearly m(O
n
) → 1, but m(E) = 1 − m(
ˆ
C) < 1.
Problem 6: Using translations and dilations, prove the following: Let B be
a ball in R
d
of radius r. Then m(B) = v
d
r
d
, where v
d
= m(B
1
) and B
1
is
the unit ball {x ∈ R
d
: |x| < 1}.
Solution. Let > 0. Choose a covering {Q
j
} of B
1
with total volume
less than m(B
1
) +
r
d
; such a covering must exist because the m(B
1
) is
the infimum of the volumes of such cubical coverings. When we apply the
homothety x 7→ rx to R
d
, each Q
j
is mapped to a cube Q
0
j
whose side
length is r times the side length of Q
j
. Now {Q
0
j
} is a cubical covering of
B
r
with total volume less than r
d
m(B
1
)+. This is true for any > 0, so we
must have m(B
r
) ≤ r
d
m(B
1
). Conversely, if {R
j
} is a cubical covering of
B
r
whose total volume is less than m(B
r
) + , we can apply the homothety
x 7→
1
r
x to get a cubical covering {R
0
j
} of B
1
with total volume less than
![](https://csdnimg.cn/release/download_crawler_static/12788598/bg5.jpg)
5
1
r
d
(m(B
r
) + ). This shows that m(B
1
) ≤
1
r
d
(m(B
r
) + ). Together, these
inequalities show that m(B
r
) = r
d
m(B
1
).
Problem 7: If δ = (δ
1
, . . . , δ
d
) is a d-tuple of positive numbers with δ
i
> 0,
and E ⊂ R
d
, we define δE by
δE = {(δ
1
x
1
, . . . , δ
d
x
d
) : (x
1
, . . . , x
d
) ∈ E}.
Prove that δE is measurable whenever E is measurable, and
m(δE) = δ
1
. . . δ
d
m(E).
Solution. First we note that for an open set U , δU is also open. We could
see this from the fact that x → δx is an invertible linear transformation, and
therefore a homeomorphism. More directly, if p ∈ U , let B
r
(p) be a neigh-
borhood of p which is contained in U; then if we define
¯
δ = min(δ
1
, . . . , δ
d
),
we will have B
¯
δr
(δp) ⊂ δU.
Next, we note that for any set S, m
∗
(δS) = δ
1
. . . δ
d
m
∗
(S). The proof of
this is almost exactly the same as Problem 6: the dilation x 7→ δx and
its inverse map rectangular coverings of S to rectangular coverings of δS
and vice versa; but since the exterior measure of a rectangle is just its area
(Page 12, Example 4), the infimum of the volume of rectangular coverings
is the same as the infimum over cubical coverings. Hence a rectangular
covering within of the infimum for one set is mapped to a rectangular
covering within
δ
1
...δ
n
for the other.
As a more detailed version of the preceding argument, suppose {Q
j
} is a
cubical covering of S with
P
|Q
j
| < m
∗
(S)+. Then {δQ
j
} is a rectangular
covering of δS with
P
|δQ
j
| < δ
1
. . . δ
d
m
∗
(S) + δ
1
. . . δ
d
. Now for each rec-
tangle δQ
j
we can find a cubical covering {Q
0
jk
} with
P
k
|Q
0
jk
| < |δQ
j
|+
2
j
.
Then ∩
j,k
Q
0
jk
is a cubical covering of δS with
P
j,k
|Q
0
jk
| < δ
1
. . . δ
d
m
∗
(S)+
(1 + δ
1
. . . δ
d
). This implies that m
∗
(δS) ≤ δ
1
. . . δ
d
m
∗
(S). To get the re-
verse inequality we note that another δ-type transformation goes the other
direction, i.e. S = δ
0
(δS) where δ
0
= (1/δ
1
, . . . , 1/δ
d
).
Now let U ⊃ E be an open set with m
∗
(U \E) <
δ
1
...δ
d
. Then δU ⊃ δE is
an open set. Moreover, δ(E\U) = δE\δU, so m
∗
(δU \δE) = δ
1
. . . δ
d
m
∗
(U \
E) < . Hence δE is also measurable. (Alternatively, we could prove that
δE is measurable by appealing to Problem 8.)
Problem 8: Suppose L is a linear transformation of R
d
. Show that if E is a
measurable subset of R
d
, then so is L(E), by proceeding as follows:
(a) Note that if E is compact, so is L(E). Hence if E is an F
σ
set, so is
L(E).
(b) Because L automatically satisfies the inequality
|L(x) − L(x
0
)| ≤ M |x −x
0
|
for some M, we can see that L maps any cube of side length ` into a
cube of side length c
d
M`, with c
d
= 2
√
d. Now if m(E) = 0, there is
a collection of cubes {Q
j
} such that E ⊂ ∩
j
Q
j
, and
P
j
m(Q
j
) < .
Thus m
∗
(L(E)) ≤ c
0
, and hence m(L(E)) = 0. Finally, use Corol-
lary 3.5. (Problem 4 of the next chapter shows that m(L(E)) =
|det L|m(E).)
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